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Chase Alan Smith Deters

CFP®, ChFC®
PROSPERA CAPITAL MANAGEMENT
GILBERT, AZ
·CRD# 4945902·21 years experience

Professional Summary

Chase Alan Smith Deters, CFP®, ChFC®, who also goes by Chase A Deters, Chase Deters, is a registered financial advisor currently at PROSPERA CAPITAL MANAGEMENT, LLC located in Gilbert, Arizona. Chase is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Chase has worked at 7 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chase A Deters, Chase Deters

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner
ChFC®
Chartered Financial Consultant

Years of Experience

21 years in the financial services industry

Current & Past Employments

PROSPERA CAPITAL MANAGEMENT, LLC·CRD# 330390
RIA
Gilbert, AZ
June 26, 2024 - Present
VANGUARD ADVISERS, INC.·CRD# 106715
RIA
Scottsdale, AZ
November 2, 2018 - July 17, 2024
VANGUARD MARKETING CORPORATION·CRD# 7452
BD
Scottsdale, AZ
October 15, 2018 - July 17, 2024
RAFFA INVESTMENT ADVISERS·CRD# 136971
RIA
Washington, DC
July 15, 2010 - May 7, 2018
SPIRE WEALTH MANAGEMENT, LLC·CRD# 113908
RIA
Mclean, VA
January 28, 2009 - May 7, 2010
SPIRE SECURITIES, LLC·CRD# 144131
BD
Mclean, VA
January 28, 2009 - May 7, 2010
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
BD
Lansing, MI
May 5, 2005 - October 28, 2008

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Current Firm

PC
PROSPERA CAPITAL MANAGEMENT, LLC

AMPARAN WEALTH MANAGEMENT, LLC | PROSPERA CAPITAL MANAGEMENT, LLC | MCCLAIN WEALTH MANAGEMENT, LLC | KNOWLTON WEALTH MANAGEMENT | DETERS WEALTH MANAGEMENT, LLC

CRD#: 330390 / SEC#: 801-130551
RIA
Registered Investment Advisory firm - SEC (6/26/2024 Approved)

Contact Information

Main Address

Gilbert, AZ

Phone Number

(480) 648-9369

# of Employees

3

SEC notice filing (19 States and Territories)

Registered to provide investment advisory services in 19 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (6/15/2026)

Regulatory Assets Under Management

Total Number of Accounts

206

AUM (Assets Under Management)

$343,948,958

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED: ADDRESS: Lansing, MI POSITION: LANDLORD/OWNER START DATE: 12/2008 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERA CAPITAL MANAGEMENT, LLC

AMPARAN WEALTH MANAGEMENT, LLC | PROSPERA CAPITAL MANAGEMENT, LLC | MCCLAIN WEALTH MANAGEMENT, LLC | KNOWLTON WEALTH MANAGEMENT | DETERS WEALTH MANAGEMENT, LLC

CRD#: 330390 / SEC#: 801-130551
RIA
Registered Investment Advisory firm - SEC (6/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Arizona
(7/18/2024)
IAR
California
(11/10/2025)
IAR
Texas
(6/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2018About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed May 2005About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2018About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Chase Alan Smith Deters's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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