Thomas G. Eddy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Gerard Eddy, who also goes by Thomas G Eddy, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2005. Thomas had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2011 - May 3, 2017
BPU INVESTMENT MANAGEMENT INC.
March 11, 2009 - May 3, 2017
BPU INVESTMENT MANAGEMENT INC.
June 3, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
June 3, 2005 - February 28, 2009
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BPU INVESTMENT MANAGEMENT INC.
CRD#: 17058 / SEC#: 801-60229, 8-34979
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
