MA
Morgan L. Arford
COMPREHENSIVE WEALTH MANAGEMENT
LYNNWOOD, WA 98036
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CRD#: 4945329
MA
Professional summary
Morgan Lewis Arford is a registered financial advisor currently at COMPREHENSIVE WEALTH MANAGEMENT located in Lynnwood, Washington.
Morgan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Morgan has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) COMPREHENSIVE WEALTH MANAGEMENT, LLC POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 80 START DATE: 03/31/2006 ADDRESS: 3500-188th Street Sw, Suite 102, Lynnwood WA 98037, United States DESCRIPTION: CHIEF INVESTMENT OFFICER AT SEC REGISTERED INVESTMENT ADVISOR. (2) FUPA, INC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2009 ADDRESS: 8550 210th Pl SW, Edmonds WA 98026, United States DESCRIPTION: ACTING AS A HOLDING COMPANY FOR COMPREHENSIVE WEALTH MANAGEMENT, LLC. (3) SPERO DECIMAS, LLC POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/22/2016 ADDRESS: 8550 210th Pl SW, Edmonds WA 98026, United States DESCRIPTION: A COMPANY USED FOR CURRENT AND FUTURE CHARITABLE GIVING.
CRS (Client Relationship Summary) - RIA
Click below to view Morgan Lewis Arford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2008 - Present
COMPREHENSIVE WEALTH MANAGEMENT
Office #1: 4100 194th Street Sw Suite 205, Lynnwood, WA 98036RIA
CRD#: 116958
LYNNWOOD, WA
Past
November 29, 2013 - August 23, 2024
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
LYNNWOOD, WA
Past
February 3, 2012 - April 30, 2013
GENEOS WEALTH MANAGEMENT, INC.
BD
CRD#: 120894
LYNNWOOD, WA
Past
March 31, 2010 - April 6, 2010
GENEOS WEALTH MANAGEMENT, INC.
BD
CRD#: 120894
LYNNWOOD, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
COMPREHENSIVE WEALTH MANAGEMENT
ARFORD & ASSOCIATES COMPREHENSIVE WEALTH MGMT, INC. | COMPREHENSIVE WEALTH MANAGEMENT, LLC | COMPREHENSIVE WEALTH MANAGEMENT
CRD#: 116958 / SEC#: 801-69045
RIA
Registered Investment Advisory firm - (4/18/2008 Approved)Washington
Registered Investment Advisory firm - (4/18/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(2/1/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CW
COMPREHENSIVE WEALTH MANAGEMENT
ARFORD & ASSOCIATES COMPREHENSIVE WEALTH MGMT, INC. | COMPREHENSIVE WEALTH MANAGEMENT, LLC | COMPREHENSIVE WEALTH MANAGEMENT
CRD#: 116958 / SEC#: 801-69045
RIA
Registered Investment Advisory firm - (4/18/2008 Approved)Washington
Registered Investment Advisory firm - (4/18/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3500 188th St Sw Suite 102, Lynnwood, WA 98037-4757
Mailing Address
Phone number
(425) 778-6160
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,677 |
| AUM (Assets Under Management) | $ 308,380,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/16/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
