Michael T. Nicoll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Thomas Nicoll was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2006. Michael had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2015 - November 10, 2015
NETWORK 1 FINANCIAL SECURITIES INC.
October 20, 2014 - October 7, 2015
NATIONAL SECURITIES CORPORATION
November 20, 2012 - October 27, 2014
CLARK DODGE & CO., INC.
August 20, 2010 - December 10, 2012
JOHN THOMAS FINANCIAL
May 15, 2007 - September 27, 2010
CLARK DODGE & CO., INC.
January 19, 2006 - May 11, 2007
WORLD EQUITY GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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