Joseph A. Digiglio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Andrew Digiglio was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2009. Joseph had worked at 8 firms and has passed the Series 99TO, Series 82TO, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2026 - July 20, 2026
FINALIS SECURITIES LLC
November 1, 2022 - May 6, 2024
FORGE SECURITIES LLC
March 16, 2022 - October 24, 2022
CARTA CAPITAL MARKETS, LLC
January 27, 2022 - February 25, 2022
HAPI
June 24, 2021 - February 28, 2022
INX SECURITIES, LLC
September 20, 2018 - February 26, 2020
WILLOW WEALTH MARKETS LLC
May 23, 2011 - May 25, 2012
GOLDMAN SACHS & CO. LLC
May 13, 2009 - May 20, 2011
WOODLAWN ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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