Jessica L. Schafer

J.P. KING ADVISORS

Walnut Creek, CA 94596-8810

Some features on this profile are disabled

CRD#: 4944529

Professional summary

Jessica Lee Schafer, CFP® is a registered financial advisor currently at J.P. KING ADVISORS, INC. located in Walnut Creek, California.

Jessica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Jessica has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) JESSICA SCHAFER - OWNER, INDEPENDENT INSURANCE AGENT; NOT INVESTMENT-RELATED; 11828 DUBLIN BLVD., DUBLIN, CA 94568; LIFE & HEALTH INSURANCE SALES; START DATE 08/2010; APPROX. 5 HOURS/MONTH; APPROX. 5 HOURS/MONTH DURING TRADING; SELL SMALL GROUP/INDIVIDUAL HEALTH CARE PLANS & TERM LIFE INSURANCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessica Lee Schafer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

July 27, 2016 - Present

J.P. KING ADVISORS, INC.

Office #1: 1600 South Main Street Suite 275, Walnut Creek, CA 94596-8810

RIA

CRD#: 112109

Walnut Creek, CA

Past

August 23, 2010 - July 15, 2016

AMERICAN INVESTORS COMPANY

RIA

CRD#: 38

DUBLIN, CA

Past

August 20, 2010 - July 15, 2016

AMERICAN INVESTORS COMPANY

CRD#: 38

DUBLIN, CA

Past

September 7, 2009 - August 27, 2010

ALAMO CAPITAL

RIA

CRD#: 26193

WALNUT CREEK, CA

Past

August 27, 2009 - August 27, 2010

ALAMO CAPITAL

CRD#: 26193

WALNUT CREEK, CA

Past

March 5, 2009 - August 25, 2009

AMERICAN INVESTORS COMPANY

CRD#: 38

DUBLIN, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J.P. KING ADVISORS, INC.

J.P. KING & ASSOCIATES | JAMES PATRICK KING | J.P. KING ADVISORS, INC. | J.P. KING & ASSOCIATES, INC.

CRD#: 112109 / SEC#: 801-60296

RIA

Registered Investment Advisory firm - (5/23/2001 Approved)

California

Registered Investment Advisory firm - (4/5/2004 Cancelled)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/27/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/4/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/15/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/4/2009

General Securities Representative Examination

Current Firm

J.P. KING ADVISORS, INC.

J.P. KING & ASSOCIATES | JAMES PATRICK KING | J.P. KING ADVISORS, INC. | J.P. KING & ASSOCIATES, INC.

CRD#: 112109 / SEC#: 801-60296

RIA

Registered Investment Advisory firm - (5/23/2001 Approved)

California

Registered Investment Advisory firm - (4/5/2004 Cancelled)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1600 South Main Street Suite 275, Walnut Creek, CA 94596-8810

Mailing Address

Phone number

(925) 935-1555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2B BROCHURE SUPPLEMENT (3/27/2025)

FORM ADV PART 2A BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,394
AUM (Assets Under Management)	$ 743,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Israel

STRATEGIC ADVISERS LLC

IAR

SAN RAMON, CA

Jason Cooke

EDELMAN FINANCIAL ENGINES

IAR

DANVILLE, CA

Daniel Torres

NYLIFE SECURITIES LLC

BRENTWOOD, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jessica L. Schafer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessica Lee Schafer's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN INVESTORS COMPANY

AMERICAN INVESTORS COMPANY

ALAMO CAPITAL

ALAMO CAPITAL

AMERICAN INVESTORS COMPANY

Primary Firm SEC Registration

J.P. KING ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/4/2009

SIE

Date: 7/15/2016

Series 7

Date: 3/4/2009

Current Firm

J.P. KING ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J.P. KING ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors