Nicolle C. Willson

TEAM HEWINS

Redwood City, CA 94065

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CRD#: 4944506

Professional summary

Nicolle Chiou-wen Willson, CFP®, who also goes by Nicolle Chou-wen Willson, Nicolle Willson, is a registered financial advisor currently at TEAM HEWINS, LLC located in Redwood City, California.

Nicolle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Nicolle has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicolle Chou-Wen Willson | Nicolle Willson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Nicolle Chou-Wen Willson is an independent licensed insurance agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicolle Chiou-wen Willson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

December 13, 2023 - Present

TEAM HEWINS, LLC

Office #1: 203 Redwood Shores Parkway Suite 550, Redwood City, CA 94065

RIA

CRD#: 291194

Redwood City, CA

Past

October 8, 2015 - April 10, 2023

GUIDELINE INVESTMENTS, LLC

RIA

CRD#: 281515

BURLINGAME, CA

Past

May 22, 2013 - October 28, 2015

NEWFOCUS FINANCIAL GROUP, LLC

RIA

CRD#: 132578

SAN MATEO, CA

Past

August 5, 2011 - May 14, 2013

OSAIC FA, INC.

RIA

CRD#: 3978

CAMPBELL, CA

Past

August 5, 2011 - May 14, 2013

OSAIC FA, INC.

CRD#: 3978

CAMPBELL, CA

Past

November 30, 2010 - March 21, 2011

LPL FINANCIAL LLC

CRD#: 6413

SAN FRANCISCO, CA

Past

April 30, 2008 - June 21, 2011

HEFFERNAN INVESTMENT ADVISORS, INC.

RIA

CRD#: 118369

SAN FRANCISCO, CA

Past

April 21, 2008 - November 30, 2010

NRP FINANCIAL, INC.

CRD#: 103717

SAN FRANCISCO, CA

Past

January 15, 2008 - April 4, 2008

NYLIFE SECURITIES LLC

CRD#: 5167

SAN JOSE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TEAM HEWINS, LLC

HEWINS, LLC | TEAM HEWINS, LLC | POST HEWINS, LLC

CRD#: 291194 / SEC#: 801-112939

RIA

Registered Investment Advisory firm - (4/20/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/29/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/23/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/24/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/14/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TEAM HEWINS, LLC

HEWINS, LLC | TEAM HEWINS, LLC | POST HEWINS, LLC

CRD#: 291194 / SEC#: 801-112939

RIA

Registered Investment Advisory firm - (4/20/2018 Approved)

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Contact information

Main Address

203 Redwood Shores Parkway Suite 550, Redwood City, CA 94065

Mailing Address

Phone number

(650) 620-3040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TEAM HEWINS FORM ADV PART 2A BROCHURE (2/26/2025)

Regulatory assets under management

Total Number of Accounts	2,030
AUM (Assets Under Management)	$ 3,433,219,636

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicolle C. Willson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicolle Chiou-wen Willson's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUIDELINE INVESTMENTS, LLC

NEWFOCUS FINANCIAL GROUP, LLC

OSAIC FA, INC.

OSAIC FA, INC.

LPL FINANCIAL LLC

HEFFERNAN INVESTMENT ADVISORS, INC.

NRP FINANCIAL, INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

TEAM HEWINS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/29/2008

Series 63

Date: 10/23/2007

Series 7

Date: 7/24/2012

Series 6

Date: 1/14/2008

Current Firm

TEAM HEWINS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TEAM HEWINS, LLC

TRUST BUT VERIFY

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