Jeffrey H. Strasberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Howard Strasberg was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2005. Jeffrey had worked at 1 firm and has passed the Series 63, SIE, Series 22, Series 39 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2005 - December 23, 2019
RIDGEWOOD SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Series 28
Date: 6/26/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
RIDGEWOOD SECURITIES CORPORATION
CRD#: 15453 / SEC#: , 8-34781
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SWANSON, ROBERT ERNEST | CHAIRMAN, BOARD OF DIRECTORS | 1332429 |
| STRASBERG, JEFFREY HOWARD | PRESIDENT, CCO AND FINANCIAL AND OPERATIONS PRINCIPAL |
Disclosures
| Regulatory Event | 7 |
Red Flags
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