Jeffrey Howard Strasberg
Professional Summary
Jeffrey Howard Strasberg was a registered financial advisor. Jeffrey was a previously registered financial professional and started their career in finance 2005 - 2019. Jeffrey had worked at 1 firm and has passed the Series 63, SIE, Series 22, Series 39 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
RIDGEWOOD SECURITIES CORPORATION
Contact Information
Established
Delaware since 09/02/1983Firm Type
CorporationFiscal Year End
MarchDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SWANSON, ROBERT ERNEST | CHAIRMAN, BOARD OF DIRECTORS | 1332429 |
| STRASBERG, JEFFREY HOWARD | PRESIDENT, CCO AND FINANCIAL AND OPERATIONS PRINCIPAL | — |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed May 2012About the Series 22 examSeries 39 — Direct Participation Programs Principal Examination
Passed Jul 2013About the Series 39 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jun 2005About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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