Meg Gomez
Professional summary
Meg Gomez, who also goes by Meg I Gomez, Meg Gomez, Meg Isleta Gomez, Meg Isleta, is a registered financial professional currently at ROTH CAPITAL PARTNERS, LLC located in Newport Beach, California.
Meg is registered as a RR (Registered Representative) and started their career in finance in 2006. Meg has worked at 8 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7, Series 24 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Meg Gomez's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2025 - Present
ROTH CAPITAL PARTNERS, LLC
Office #1: 888 San Clemente Suite 400, Newport Beach, CA 92660August 2, 2024 - November 5, 2024
MISCHLER FINANCIAL GROUP, INC.
July 3, 2024 - July 22, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 24, 2023 - September 11, 2023
FINANCE 500, INC.
November 23, 2022 - April 21, 2023
VELOX CLEARING LLC
January 13, 2014 - January 14, 2016
WELLS FARGO CLEARING SERVICES, LLC
September 23, 2008 - September 13, 2011
UBS FINANCIAL SERVICES INC.
September 22, 2008 - September 13, 2011
UBS FINANCIAL SERVICES INC.
August 1, 2006 - September 9, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 17, 2006 - September 9, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/6/2025)
Exams
Series 7TO
Date: 11/22/2022
General Securities Representative ExaminationFINRA
Current Firm
ROTH CAPITAL PARTNERS, LLC
CRD#: 15407 / SEC#: , 8-32129
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CR FINANCIAL HOLDINGS, INC. | MEMBER | |
| AKDENIZ, NAZAN | COO | 2522215 |
| GUREWITZ, AARON MICHAEL | CO-CHIEF EXECUTIVE OFFICER | 2244273 |
| LAMARCHE, KRISTIN DIANE | CHIEF COMPLIANCE OFFICER | 2582393 |
| MORK, JONATHAN ANDREW | MANAGER | 4349125 |
| PANAGIOTIDIS, ALEX | ROSFP | 4582559 |
| PLATT, RICHARD L | GENERAL COUNSEL | 2059118 |
| ROTH, BYRON CLARENCE | CHAIRMAN/MANAGER | 1768553 |
| ROTH, GORDON JAMES | CHIEF FINANCIAL OFFICER/FINOP/MANAGER | 3167226 |
| ROTH, THEODORE DAVID | VICE CHAIRMAN | 4615931 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 12 |
Red Flags
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