Craig M. Pretzinger
Professional summary
Craig Michael Pretzinger, who also goes by Craig Pretzinger, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Tucson, Arizona.
Craig is registered as a RR (Registered Representative) and started their career in finance in 2005. Craig has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Michael Pretzinger's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 9, 2009 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 5605 E Grant Rd, Tucson, AZ 85712-2211Office #2: 5102 E Pima St, Tucson, AZ 85712-3638October 27, 2008 - January 5, 2009
BANCWEST INVESTMENT SERVICES, INC.
October 23, 2008 - January 5, 2009
BANCWEST INVESTMENT SERVICES, INC.
January 3, 2007 - October 17, 2008
CETERA INVESTMENT SERVICES LLC
January 3, 2007 - October 17, 2008
CETERA INVESTMENT SERVICES LLC
June 29, 2005 - January 3, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 19, 2005 - January 3, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/9/2009)
(10/19/2020)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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