Joanne V. Flynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joanne Veltri Flynn, who also goes by Joanne Veltri Flynn Mrs, Joanne Veltri, was a registered financial professional .
Joanne is a previously registered financial professional and started their career in finance in 2005. Joanne had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2011 - July 24, 2012
ALLSTATE FINANCIAL ADVISORS, LLC
November 8, 2011 - July 24, 2012
ALLSTATE FINANCIAL SERVICES, LLC
September 23, 2010 - October 31, 2011
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
November 24, 2008 - October 31, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 17, 2005 - December 1, 2008
RAYMOND JAMES & ASSOCIATES, INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
