Jack J. Chang

TAIBAY WEALTH MANAGEMENT LLC

Oakland, CA

Some features on this profile are disabled

CRD#: 4943665

Professional summary

Jack Jui-lin Chang, CFP® is a registered financial advisor currently at TAIBAY WEALTH MANAGEMENT LLC located in Oakland, California.

Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jack has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JLC FINANCIAL SERVICES. POSITION: Owner. NATURE: Provide insurance needs for clients and prospects. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2015 ADDRESS: 2629 HERITAGE PARK CIRCLE, SAN JOSE, CA 95132, United States DESCRIPTION: Assist clients in selecting the appropriate life insurance, LTC and disability insurance for their estate planning and protection planning needs. I receive commission from the sale of life insurance policies.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Jui-lin Chang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

December 2, 2021 - Present

TAIBAY WEALTH MANAGEMENT LLC

RIA

CRD#: 316967

Oakland, CA

Past

March 1, 2019 - December 2, 2021

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

OAKLAND, CA

Past

March 1, 2019 - December 2, 2021

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKLAND, CA

Past

April 2, 2013 - March 1, 2019

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

SAN JOSE, CA

Past

April 1, 2013 - March 1, 2019

QUESTAR CAPITAL CORPORATION

CRD#: 43100

SAN JOSE, CA

Past

October 1, 2009 - April 2, 2013

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

CUPERTINO, CA

Past

October 1, 2009 - April 2, 2013

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

CUPERTINO, CA

Past

May 13, 2005 - October 2, 2009

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

SAN FRANCISCO, CA

Past

April 22, 2005 - October 2, 2009

MML INVESTORS SERVICES, LLC

CRD#: 10409

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/2/2021)

IAR

Massachusetts
(6/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/29/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/2005

General Securities Representative Examination

Current Firm

TAIBAY WEALTH MANAGEMENT LLC

CRD#: 316967 / SEC#:

California

Registered Investment Advisory firm - (12/2/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (6/6/2022 Approved)

Texas

Registered Investment Advisory firm - (10/20/2021 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Oakland, CA

Mailing Address

Phone number

(408) 355-3692

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	192
AUM (Assets Under Management)	$ 49,667,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jack J. Chang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Jui-lin Chang's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/29/2005

SIE

Date: 10/1/2018

Series 7

Date: 4/20/2005

Current Firm

TAIBAY WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TAIBAY WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors