Vincent Di Fruscia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Di Fruscia, who also goes by VInce Di Fruscia, Vincent Difruscia, was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 2005. Vincent had worked at 2 firms and has passed the SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2009 - September 7, 2016
DESJARDINS SECURITIES INTERNATIONAL INC.
August 29, 2005 - October 12, 2007
NBF SECURITIES (USA) CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 37
Date: 8/25/2005
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
DESJARDINS SECURITIES INTERNATIONAL INC.
CRD#: 112417 / SEC#: , 8-53256
Contact information
FINRA licenses (39 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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