William G. Wilton

QUASAR DISTRIBUTORS

Portland, ME 04101

Some features on this profile are disabled

CRD#: 4943613

Professional summary

William George Wilton is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Portland, Maine.

William is registered as a RR (Registered Representative) and started their career in finance in 2005. William has worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 31 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William George Wilton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2016 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 103848

Portland, ME

Past

April 22, 2015 - January 26, 2016

NEXBANK SECURITIES INC

CRD#: 133267

DALLAS, TX

Past

September 2, 2014 - January 26, 2016

NEXPOINT SECURITIES, INC.

CRD#: 165013

DALLAS, TX

Past

April 18, 2014 - August 12, 2014

DCM BROKERS, LLC

CRD#: 144158

CHICAGO, IL

Past

December 14, 2006 - December 19, 2006

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

CRD#: 7404

CHICAGO, IL

Past

July 4, 2005 - August 4, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

LOMBARD, IL

Past

June 14, 2005 - August 4, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 14, 2005 - August 4, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/25/2016)

Arkansas
(7/25/2016)

California
(1/2/2019)

Colorado
(7/25/2016)

Hawaii
(1/2/2019)

Illinois
(6/25/2021)

Louisiana
(1/2/2025)

Nevada
(1/2/2019)

New Jersey
(5/6/2019)

New Mexico
(7/25/2016)

Oklahoma
(7/25/2016)

Texas
(7/25/2016)

Utah
(1/2/2019)

Exams

State Security Law Exam

Series 63

Date: 3/28/2014

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/1/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/2014

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 3/28/2014

Futures Managed Funds Examination

SRO Registrations

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: , 8-52323

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Diana London

PFS INVESTMENTS INC.

IAR

Windham, ME

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William G. Wilton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William George Wilton's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEXBANK SECURITIES INC

NEXPOINT SECURITIES, INC.

DCM BROKERS, LLC

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/28/2014

Series 66

Date: 7/1/2005

SIE

Date: 10/1/2018

Series 7

Date: 4/17/2014

Series 31

Date: 3/28/2014

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

QUASAR DISTRIBUTORS, LLC

TRUST BUT VERIFY

Similar Advisors