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ST

Shane W. Trepel

ICE BONDS SECURITIES
White Plains, NY 10605
Some features on this profile are disabled
CRD#: 4943611
ST

Professional summary


Shane William Trepel, who also goes by Shane Trepel, is a registered financial professional currently at ICE BONDS SECURITIES CORPORATION located in White Plains, New York.

Shane is registered as a RR (Registered Representative) and started their career in finance in 2005. Shane has worked at 7 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Shane Trepel

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Shane William Trepel's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 14, 2021 - Present

ICE BONDS SECURITIES CORPORATION

Office #1: 1311 Mamaroneck Avenue 3rd Floor, White Plains, NY 10605
BD
CRD#: 123635
White Plains, NY
Past

November 12, 2013 - September 2, 2021

FINANCE 500, INC.

BD
CRD#: 12981
IRVINE, CA
Past

February 14, 2013 - July 15, 2013

GARDNYR MICHAEL CAPITAL, INC.

BD
CRD#: 30520
MOBILE, AL
Past

June 26, 2012 - January 15, 2013

COHEN & COMPANY SECURITIES, LLC

BD
CRD#: 149758
NEW YORK, NY
Past

December 10, 2008 - June 22, 2012

TMC BONDS L.L.C.

BD
CRD#: 104507
NEW YORK, NY
Past

December 14, 2006 - December 5, 2008

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
ISELIN, NJ
Past

April 27, 2005 - October 3, 2006

E1 ASSET MANAGEMENT, INC.

BD
CRD#: 46872
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(3/15/2022)
RR
Louisiana
(3/15/2022)
RR
New York
(9/14/2021)
RR
Ohio
(3/15/2022)
RR
Virginia
(3/15/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 5/9/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


IB
ICE BONDS SECURITIES CORPORATION
CREDITEX SECURITIES CORPORATION | ICE TMC | ICE BONDS SECURITIES CORPORATION | ICE BONDPOINT | CREDITTRADE SECURITIES CORPORATION

CRD#: 123635 / SEC#: , 8-65601

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1345 Avenue Of The Americas 8th Floor, New York, NY 10105
Mailing Address
1345 Avenue Of The Americas 7th Floor, New York, NY 10105
Phone number
(646) 237-4328
Established
Delaware since 04/18/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
CREDITTRADE INC.SHAREHOLDER
BORSTELMANN, PETER LPRESIDENT/DIRECTOR4825965
EILEN, JEFFREY PHILIPCHIEF COMPLIANCE OFFICER6149705
FICARRA, THOMAS JOSEPHDIRECTOR5502295
LANSING, RYAN WILLIAMDIRECTOR5408916
MCKISSICK, JOHN JOSEPHPRINCIPAL OPERATIONS OFFICER4939416
THOMASSON, SEAN JOSEPHFINANCIAL PRINCIPAL5124423

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ICE BONDS SECURITIES CORPORATION

CRD#: 123635White Plains, NY 10605

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