David S. Baumann

QUANTUM FINANCIAL PARTNERS LLC

Omaha, NE 68144

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CRD#: 4943127

Professional summary

David S Baumann is a registered financial advisor currently at QUANTUM FINANCIAL PARTNERS LLC located in Omaha, Nebraska.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. David has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Independent insurance agent for various insurance companies. Activity represents less than 5 hours per month during regular business hours. 2) Minority owner of BTMD Holdings LLC, a non-investment related real estate business located in Gravois Mills, MO. Activity began in 2019 and represents less than one hour per month outside of trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David S Baumann's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2016 - Present

QUANTUM FINANCIAL PARTNERS LLC

Office #1: 3803 N. 153rd St., Suite 202, Omaha, NE 68144

RIA

CRD#: 138112

Omaha, NE

Past

May 27, 2015 - February 24, 2016

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

OMAHA, NE

Past

April 30, 2015 - February 24, 2016

M HOLDINGS SECURITIES, INC.

CRD#: 43285

OMAHA, NE

Past

March 28, 2013 - May 26, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

OMAHA, NE

Past

March 28, 2013 - May 26, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

OMAHA, NE

Past

July 11, 2006 - April 1, 2013

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

OMAHA, NE

Past

March 7, 2006 - April 1, 2013

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

OMAHA, NE

Past

July 27, 2005 - September 19, 2005

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(1/3/2019)

IAR

Missouri
(12/14/2021)

IAR

Nebraska
(2/25/2016)

IAR

Texas
(2/23/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/12/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/27/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/24/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/24/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/26/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

QUANTUM FINANCIAL PARTNERS LLC

CRD#: 138112 / SEC#:

Iowa

Registered Investment Advisory firm - (1/3/2019 Approved)

Kansas

Registered Investment Advisory firm - (1/12/2006 Approved)

Missouri

Registered Investment Advisory firm - (1/18/2006 Approved)

Nebraska

Registered Investment Advisory firm - (3/25/2015 Approved)

Texas

Registered Investment Advisory firm - (3/12/2019 Approved)

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Contact information

Main Address

8700 Indian Creek Parkway Suite 150, Overland Park, KS 66210

Mailing Address

Phone number

(913) 538-5753

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	425
AUM (Assets Under Management)	$ 94,830,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David S. Baumann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David S Baumann's CRS (Customer Relationship Summary).

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

PRINCIPAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/12/2006

Series 63

Date: 5/27/2005

SIE

Date: 2/24/2016

Series 7

Date: 3/24/2006

Series 6

Date: 7/26/2005

Current Firm

QUANTUM FINANCIAL PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

QUANTUM FINANCIAL PARTNERS LLC

TRUST BUT VERIFY

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