JC
Jasen E. Cassady
CASSADY WEALTH & RETIREMENT PLANNING L.L.C.
Las Vegas, NV 89135
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CRD#: 4942336
JC
Professional summary
Jasen Eugene Cassady, CFP®, who also goes by Jason Eugene Cassady, is a registered financial advisor currently at CASSADY WEALTH & RETIREMENT PLANNING L.L.C. located in Las Vegas, Nevada and GRADIENT SECURITIES, LLC located in Henderson, Nevada.
Jasen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jasen has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Eugene Cassady
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CASSADY LAW OFFICES; NONINVT REL; 10799 W. TWAIN AVENUE, LAS VEGAS NV 89135 & 2400 WEST HORIZON RIDGE PARKWAY, HENDERSON NV 89052; LAW OFFICE; ATTORNEY; START 11/2002; 40 HRS/MO; 40 HRS/MO DURING TRADING; LEGAL SERVICES. 2) CASSADY WEALTH & RETIREMENT PLANNING, LLC; INVT REL; HENDERSON NV ; INSURANCE & INVESTMENT ADVISORY SERVICES; INSURANCE AGENT/INVESTMENT ADVISER REPRESENTATIVE/CEO/PRINCIPAL; START 11/2020; 10 HOURS PER MONTH; 10 HOURS DURING SECURITIES TRADING HOURS; FIXED INSURANCE SALES AND DBA NAME USED FOR SECURITIES AND ADVISORY BUSINESS. 3) 2400 W. HORIZON RIDGE, LLC; INVT REL; 10799 W. TWAIN AVENUE, LAS VEGAS NV 89135 & 2400 WEST HORIZON RIDGE PARKWAY, HENDERSON NV 89052; HOLDING COMPANY FOR COMMERCIAL BUILDING; MANAGER; START 12/2010; 0 HRS/MO; 0 HRS/MO DURING TRADING; LEASE OFFICE SPACE TO CASSADY LAW OFFICES, ADMINISTRATIVE DUTIES, NO OTHER ACTIVITY. 4) 10799 W. TWAIN, LLC; INVT REL; 10799 W. TWAIN AVENUE, LAS VEGAS NV 89135 & 2400 WEST HORIZON RIDGE PARKWAY, HENDERSON NV 89052; HOLDING COMPANY FOR COMMERCIAL BUILDING; MANAGER; START 10/2014; 0 HRS/MO; 0 HRS/MO DURING TRADING; LEASE OFFICE SPACE TO CASSADY LAW OFFICES, ADMINISTRATIVE DUTIES, NO OTHER ACTIVITY. 5) 9085 JUMPING JACKS, LLC; INVT REL; 10799 W. TWAIN AVENUE, LAS VEGAS NV 89135 & 2400 WEST HORIZON RIDGE PARKWAY, HENDERSON NV 89052; RESIDENTIAL RENTAL PROPERTY; MANAGER; START 02/2011; 0 HRS/MO; 0 HRS/MO DURING TRADING; RENTAL INCOME FROM TENANT, ADMINISTRATIVE DUTIES. 6) 10560 LESSONA, LLC; INVT REL; 10799 W. TWAIN AVENUE, LAS VEGAS NV 89135 & 2400 WEST HORIZON RIDGE PARKWAY, HENDERSON NV 89052; RESIDENTIAL RENTAL PROPERTY; MANAGER; START 03/2011; 0 HRS/MO; 0 HRS/MO DURING TRADING; RENTAL INCOME FROM TENANT, ADMINISTRATIVE DUTIES. 7) 3CK INVESTMENTS, LLC; NONINVT REL; 10799 W. TWAIN AVENUE, LAS VEGAS NV 89135 & 2400 WEST HORIZON RIDGE PARKWAY, HENDERSON NV 89052; MONEY LENDING; MANAGER; START 10/2014; 0 HRS/MO; 0 HRS/MO DURING TRADING; LOANS TO ONE FAMILY MEMBER AND ONE FRIEND - NOT SECURITIES CLIENTS. 8) GRADIENT SECURITIES, LLC DBA CASSADY WEALTH AND RETIREMENT PLANNING; INVESTMENT-RELATED; ARDEN HILLS, MN; SECURITIES; REGISTERED REPRESENTATIVE; 02/2012; 15 HRS; SALES OF SECURITIES PRODUCTS. 9) 148 SUNBURST VILLA, LLC; INVT REL; 148 SUNBURST VILLA, EVINGTON, VA 24550; RESIDENTIAL RENTAL PROPERTY; MANAGER; START 07/2021; 0 HRS/MO; 0 HRS/MO DURING TRADING; ADMINISTRATIVE. 10) 152 SUNBURST VILLA, LLC; INVT REL; 152 SUNBURST VILLA, EVINGTON, VA 24550; RESIDENTIAL RENTAL PROPERTY; MANAGER; START 07/2021; 0 HRS/MO; 0 HRS/MO DURING TRADING; ADMINISTRATIVE. 11) 14 ALLWELL ROAD, LLC; INV REL; 14 ALLWELL ROAD, LYNCHBURG, VA 24502; RESIDENTIAL RENTAL PROPERTY; MANAGER; START 01/2022; 0 HRS/MO; 0 HRS/MO DURING TRADING; ADMINISTRATIVE. 12) 20 ALLWELL ROAD, LLC; INV REL; 20 ALLWELL ROAD, LYNCHBURG, VA 24502; RESIDENTIAL RENTAL PROPERTY; MANAGER; START 01/2022; 0 HRS/MO; 0 HRS/MO DURING TRADING; ADMINISTRATIVE. 13) 22 ALLWELL ROAD, LLC; INV REL; 22 ALLWELL ROAD, LYNCHBURG, VA 24502; RESIDENTIAL RENTAL PROPERTY; MANAGER; START 01/2022; 0 HRS/MO; 0 HRS/MO DURING TRADING; ADMINISTRATIVE. 14) 28 ALLWELL ROAD, LLC; INV REL; 28 ALLWELL ROAD, LYNCHBURG, VA 24502; RESIDENTIAL RENTAL PROPERTY; MANAGER; START 01/2022; 0 HRS/MO; 0 HRS/MO DURING TRADING; ADMINISTRATIVE. 15) 32 LOGAN LANE, LLC, 105 ROWSE DRIVE, LLC, 173 ROWSE DRIVE, LLC; INV RELATED; 32 LOGAN, LYNCHBURG, VA 24502 - 105 ROWSE DR LYNCHBURG VA 24502 - 173 ROWSE DR LYNCHBURG VA 24502; RESIDENTIAL RENTALS; MANAGER; START 08/2022; 0 HRS/MO; 0 HRS/MO DURING TRADING HOURS; ADMINISTRATIVE. 16) 52 ZENTRY PL, LLC; INV REL; 52 ZENTRY PL, LYNCHBURG, VA 24502; RESIDENTIAL RENTAL PROPERTY; MANAGER; START 10;2022; 0 HRS/MO; 0 HRS/MO DURING TRADING; ADMINISTRATIVE.
CRS (Client Relationship Summary) - RIA
Click below to view Jasen Eugene Cassady's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
November 20, 2020 - Present
CASSADY WEALTH & RETIREMENT PLANNING L.L.C.
Office #1: 10799 W. Twain Avenue, Las Vegas, NV 89135Office #2: 2400 W Horizon Ridge Pkwy, Henderson, NV 89052RIA
CRD#: 309710
Las Vegas, NV
Current
February 21, 2012 - Present
GRADIENT SECURITIES, LLC
Office #1: 2400 W Horizon Ridge Parkway, Henderson, NV 89052Office #2: 10799 W. Twain Avenue, Las Vegas, NV 89135RIA
BD
CRD#: 127701
Henderson, NV
Past
October 25, 2010 - November 10, 2011
CASSADY WEALTH MANAGEMENT LLC
RIA
CRD#: 155034
LAS VEGAS, NV
Past
July 27, 2005 - April 1, 2010
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
LAS VEGAS, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CASSADY WEALTH & RETIREMENT PLANNING L.L.C.
CASSADY WEALTH & RETIREMENT PLANNING L.L.C.
CRD#: 309710 / SEC#: 801-129764
RIA
Registered Investment Advisory firm - (3/25/2024 Approved)Arizona
Registered Investment Advisory firm - (3/29/2024 Terminated)Nevada
Registered Investment Advisory firm - (4/1/2024 Terminated)Texas
Registered Investment Advisory firm - (3/29/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/21/2012)
RR
California(2/21/2012)
RR
Colorado(2/21/2012)
RR
Nevada(2/21/2012)
IAR
Nevada(11/20/2020)
IAR
Texas(1/4/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CASSADY WEALTH & RETIREMENT PLANNING L.L.C.
CASSADY WEALTH & RETIREMENT PLANNING L.L.C.
CRD#: 309710 / SEC#: 801-129764
RIA
Registered Investment Advisory firm - (3/25/2024 Approved)Arizona
Registered Investment Advisory firm - (3/29/2024 Terminated)Nevada
Registered Investment Advisory firm - (4/1/2024 Terminated)Texas
Registered Investment Advisory firm - (3/29/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2400 W Horizon Ridge Pkwy, Henderson, NV 89052
Mailing Address
Phone number
(702) 650-4480
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 346 |
| AUM (Assets Under Management) | $ 155,768,876 |
Red Flags
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