Michael J. Gamez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Jason Gamez, who also goes by Jason Gamez, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2005. Michael had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2015 - November 29, 2018
MIAI, INC.
January 6, 2015 - November 6, 2018
MAPLEWOOD INVESTMENTS, INC.
March 26, 2008 - December 26, 2014
EDWARD JONES
January 25, 2008 - January 14, 2015
EDWARD JONES
July 14, 2005 - October 24, 2007
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
MIAI, INC.
CRD#: 111695 / SEC#: 801-61363
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MIAI, INC.
CRD#: 111695 / SEC#: 801-61363
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 276 |
| AUM (Assets Under Management) | $ 213,321,166 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
