Thomas P. Billings
Professional summary
Thomas Pownall Billings, who also goes by Thomas Powna Billings, Thomas Pownall Billings Mr., Tom Billings, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2005. Thomas has worked at 3 firms and has passed the Series 63, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Pownall Billings's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2024 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003October 31, 2020 - September 16, 2024
COMPASS POINT RESEARCH & TRADING, LLC
September 30, 2005 - January 11, 2008
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/9/2024)
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(9/9/2024)
Exams
Series 82TO
Date: 10/30/2020
Limited Representative-Private Securities OfferingsFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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