AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
LH

Lesley P. Harleaux

PELICAN INVESTMENT ADVISORS
BATON ROUGE, LA 70809
Some features on this profile are disabled
CRD#: 4941962
LH

Professional summary

Lesley Paul Harleaux Jr., who also goes by Lesley Paul Harleaux Jr, Lesley Paul Harleaux, Lesley Paul Harleaux Jr, is a registered financial advisor currently at PELICAN INVESTMENT ADVISORS, LLC located in Baton Rouge, Louisiana.

Lesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Lesley has worked at 7 firms and has passed the SIE, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Lesley Paul Harleaux Jr | Lesley Paul Harleaux | Lesley Paul Harleaux Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Pelican Investment Advisors 2. Investment Related 3. 4750 Sherwood Common Blvd Suite 200 Baton Rouge, LA 70816 4. RIA 5. IAR 6. 10/2021 7. 40 hrs/mo 8. 8. 40 hrs/mo during trading hrs 9. RIA 2) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE: 06/2017, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE. 3) Elite Advisory Group, LLC d/b/a Elite Financial Group 2. Investment related 3. 4750 Sherwood Common Suite 200, Baton Rouge, LA 70817 4. Offers fixed and investment related services 5. Owner 6. 07/2017 7. 40 hrs/mo 8. 40 hrs during trading 9. Elite Advisory Group will offer fixed products and investments. Elite Financial Group is just a registered trade name for marketing, Elite Advisory Group is doing business as Elite Financial Group. 4) 1. Incisive holdings 2. Not investment related 3. 36324 Braud Rd., Prarieville, LA 70769 4. Residential Rental Property 5. Owner 6. 01/2010 7. 3 hrs/mo 8. 3 hrs during trading 9. Owner of residential rental properties

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lesley Paul Harleaux Jr.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 14, 2021 - Present

PELICAN INVESTMENT ADVISORS, LLC

Office #1: 10307 Jefferson Highway Suite A, Baton Rouge, LA 70809
RIA
CRD#: 313227
BATON ROUGE, LA
Past

October 1, 2021 - December 20, 2022

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Baton Rouge, LA
Past

January 9, 2020 - September 30, 2021

FIRST HEARTLAND CAPITAL, INC.

BD
CRD#: 32460
BATON ROUGE, LA
Past

August 21, 2018 - December 3, 2019

CETERA ADVISORS LLC

BD
CRD#: 10299
BATON ROUGE, LA
Past

August 4, 2017 - August 16, 2018

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
BATON ROUGE, LA
Past

May 2, 2012 - August 21, 2017

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

November 2, 2011 - May 2, 2012

PFS INVESTMENTS INC.

RIA
CRD#: 10111
METAIRIE, LA
Past

March 5, 2007 - May 2, 2012

PFS INVESTMENTS INC.

BD
CRD#: 10111
METAIRIE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(10/14/2021)

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 3/2/2007
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 12/19/2008
Investment Company Products/Variable Contracts Principal Examination

Current Firm

PI
PELICAN INVESTMENT ADVISORS, LLC
PELICAN INVESTMENT ADVISORS, LLC

CRD#: 313227 / SEC#: 801-120649

RIA
Registered Investment Advisory firm - (7/27/2022 Terminated)
Louisiana
Registered Investment Advisory firm - (7/26/2022 Approved)
Texas
Registered Investment Advisory firm - (7/11/2023 Conditional Restricted)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
10307 Jefferson Highway Suite A, Baton Rouge, LA 70809
Mailing Address
Phone number
(225) 293-9283
Established
Firm type
Fiscal year end
# of Employees
9

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts211
AUM (Assets Under Management)$ 72,510,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PELICAN INVESTMENT ADVISORS, LLC

CRD#: 313227Baton Rouge, LA 70809

TRUST BUT VERIFY

Monitor Lesley Harleaux

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Frederick K Sharbaugh
Frederick SharbaughAdvisorCheck Check Mark
PARK AVENUE SECURITIES LLC
IAR
RR
Baton Rouge, LA
GN
Garrett NortonAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Baton Rouge, LA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.