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DH

Donald R. Hensley

Some features on this profile are disabled
CRD#: 4941731
DH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Ray Hensley JR, who also goes by Donald R Hensley Jr, Donald Ray Hensley Jr., Donald Ray Hensley, Donnie Hensley, was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 2005. Donald had worked at 11 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Donald R Hensley Jr | Donald Ray Hensley Jr. | Donald Ray Hensley | Donnie Hensley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 27, 2025 - September 2, 2025

CAPTIVEX SECURITIES LLC

BD
CRD#: 332134
WINTER PARK, FL
Past

March 25, 2020 - July 23, 2024

VELOCITY CLEARING, LLC

BD
CRD#: 126588
Purchase, NY
Past

February 7, 2020 - March 27, 2020

MOMENTIX CAPITAL, INC.

BD
CRD#: 20130
WILTON, CT
Past

March 18, 2019 - July 12, 2019

SAGESTAT, LLC

RIA
CRD#: 299045
NEW FAIRFIELD, CT
Past

February 8, 2018 - January 7, 2020

SPEEDTRADER, INC

BD
CRD#: 107403
KATONAH, NY
Past

May 3, 2016 - June 26, 2017

M&T SECURITIES, INC.

RIA
CRD#: 17358
Bethel, CT
Past

May 2, 2016 - June 26, 2017

M&T SECURITIES, INC.

BD
CRD#: 17358
Bethel, CT
Past

September 16, 2014 - April 13, 2016

SCOTTRADE, INC.

BD
CRD#: 8206
STAMFORD, CT
Past

April 22, 2014 - September 16, 2014

NEXT FINANCIAL GROUP, INC.

RIA
CRD#: 46214
SOUTH SALEM, NY
Past

October 30, 2013 - September 16, 2014

NEXT FINANCIAL GROUP, INC.

BD
CRD#: 46214
SOUTH SALEM, NY
Past

July 12, 2013 - November 1, 2013

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
STAMFORD, CT
Past

May 21, 2013 - July 3, 2013

HFP CAPITAL MARKETS LLC

BD
CRD#: 44351
NEW YORK, NY
Past

May 5, 2005 - September 15, 2005

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 4/17/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/13/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/20/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/2/2005
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/27/2024
General Securities Principal Examination

Current Firm

CS
CAPTIVEX SECURITIES LLC
CAPTIVEX SECURITIES LLC

CRD#: 332134 / SEC#: , 8-71257

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
2431 Aloma Avenue Suite 144, Winter Park, FL 32792
Mailing Address
P O Box 63245, Philadelphia, PA 19114
Phone number
(215) 620-6250
Established
Delaware since 05/24/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CAPTIVEX SECURITIES HOLDINGS LLCOWNER
HEALY, DANIEL CHARLESCEO2364020
ONESTO, RICHARD ERNESTFINOP2453096
SHORTALL, CAROL ANNCHIEF COMPLIANCE OFFICER2289950

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPTIVEX SECURITIES LLC

CRD#: 332134

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