Michael J. Kostelnik

FAMILY LIFE FINANCIAL PLANNING

Mentor, OH 44060

Some features on this profile are disabled

CRD#: 4941681

Professional summary

Michael J Kostelnik, who also goes by Mike J. Kostelnik, Mikle Joseph Kostelnik, is a registered financial advisor currently at FAMILY LIFE FINANCIAL PLANNING located in Mentor, Ohio.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Michael has worked at 4 firms and has passed the Series 65, Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike J. Kostelnik | Mikle Joseph Kostelnik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OTHER BUSINESS: BIG BROTHERS BIG SISTERS OF NORTH EAST OHIO DBA TORCHLIGHT YOUTH MENTORING INVESTMENT RELATED: NO ADDRESS: 8 NORTH STATE STREET, SUITE 360 PAINESVILLE, OH 44077 NATURE OF BUSINESS: NON-PROFIT START DATE: 01/13/2016 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: VOLUNTEER BOARD MEMBER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael J Kostelnik's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 6, 2016 - Present

FAMILY LIFE FINANCIAL PLANNING

Office #1: 8350 Tyler Blvd, Mentor, OH 44060

RIA

CRD#: 284922

Mentor, OH

Past

September 3, 2013 - August 17, 2016

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

CLEVELAND, OH

Past

September 3, 2013 - August 17, 2016

CETERA WEALTH SERVICES, LLC

CRD#: 13572

CLEVELAND, OH

Past

January 24, 2012 - September 3, 2013

WALNUT STREET SECURITIES, INC.

RIA

CRD#: 15840

CLEVELAND, OH

Past

October 20, 2006 - September 3, 2013

WALNUT STREET SECURITIES, INC.

CRD#: 15840

CLEVELAND, OH

Past

June 8, 2005 - April 7, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

BEACHWOOD, OH

Past

May 25, 2005 - April 7, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/6/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/1/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/7/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/17/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/10/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/24/2005

General Securities Representative Examination

Current Firm

FAMILY LIFE FINANCIAL PLANNING

FAMILY LIFE FINANCIAL PLANNING | FAMILY LIFE FINANCIAL PLANNING, LLC

CRD#: 284922 / SEC#:

Ohio

Registered Investment Advisory firm - (9/6/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8350 Tyler Blvd, Mentor, OH 44060

Mailing Address

Phone number

(440) 490-7526

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	59
AUM (Assets Under Management)	$ 5,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Boris Kagarlitskiy

KEY INVESTMENT SERVICES LLC

IAR

University Heights, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael J. Kostelnik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael J Kostelnik's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

WALNUT STREET SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/1/2016

Series 66

Date: 6/7/2005

SIE

Date: 8/17/2016

Series 31

Date: 6/10/2005

Series 7

Date: 5/24/2005

Current Firm

FAMILY LIFE FINANCIAL PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FAMILY LIFE FINANCIAL PLANNING

TRUST BUT VERIFY

Similar Advisors