Evan D. Ho
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES
Ann Arbor, MI
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CRD#: 4941511
Professional summary
Evan Daniel Ho, CFP® is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Ann Arbor, Michigan.
Evan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Evan has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) LUELLA HANNAN FOUNDATION POSITION: Volunteer Board Member NATURE: The mission of the Luella Hannan Memorial Foundation is to preserve the dignity and enhance the quality of life of seniors in Michigan. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/18/2018 ADDRESS: Hannan House, 4750 Woodward Avenue, Detroit MI 48201, United States DESCRIPTION: Serve on the Board of Trusteesfor the Luella Hannan Foundation on theFinance and Investment committees. (2) RENTAL PROPERTY POSITION: Owner of property NATURE: Rental activities for rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/02/2017 ADDRESS: 1665 Northbrook Drive, Ann Arbor MI 48103, United States DESCRIPTION: Landlord
CRS (Client Relationship Summary) - RIA
Click below to view Evan Daniel Ho's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Evan Daniel Ho's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
July 11, 2014 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #2: 777 E. Eisenhower Parkway Suite 100, Ann Arbor, MI 48108RIA
BD
CRD#: 20472
Ann Arbor, MI
Current
July 10, 2014 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 777 E. Eisenhower Parkway Suite 100, Ann Arbor, MI 48108RIA
BD
CRD#: 20472
Ann Arbor, MI
Past
October 30, 2009 - June 28, 2014
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
QUINCY, MA
Past
October 27, 2009 - June 28, 2014
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
QUINCY, MA
Past
May 22, 2009 - September 9, 2009
TD AMERITRADE, INC.
BD
CRD#: 7870
BOSTON, MA
Past
May 20, 2009 - September 9, 2009
TD AMERITRADE, INC.
RIA
CRD#: 7870
BOSTON, MA
Past
May 20, 2009 - September 9, 2009
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
BOSTON, MA
Past
April 15, 2009 - May 29, 2009
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
HINGHAM, MA
Past
March 26, 2007 - March 18, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
WALTHAM, MA
Past
March 23, 2007 - March 18, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
WALTHAM, MA
Past
December 14, 2006 - February 26, 2007
COMERICA SECURITIES
RIA
CRD#: 17079
COMMERCE TWP, MI
Past
October 16, 2006 - February 26, 2007
COMERICA SECURITIES
BD
CRD#: 17079
DETROIT, MI
Past
June 9, 2005 - June 17, 2005
COMERICA SECURITIES
BD
CRD#: 17079
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/23/2020)
RR
California(10/23/2023)
RR
Colorado(5/5/2017)
RR
District of Columbia(5/30/2019)
RR
Florida(1/24/2018)
RR
Georgia(6/5/2025)
RR
Idaho(10/17/2019)
RR
Illinois(9/10/2018)
RR
Indiana(1/4/2021)
RR
Maine(7/3/2018)
RR
Maryland(6/29/2021)
RR
Massachusetts(1/23/2015)
RR
Michigan(7/10/2014)
IAR
Michigan(7/11/2014)
RR
Missouri(6/22/2023)
RR
Nebraska(11/27/2018)
RR
New Jersey(12/12/2023)
RR
New York(8/31/2020)
RR
North Carolina(11/16/2018)
RR
Ohio(5/24/2016)
RR
Oregon(3/2/2022)
RR
Pennsylvania(5/8/2017)
RR
South Carolina(8/16/2021)
RR
Texas(12/3/2018)
IAR
Texas(8/21/2025)
RR
Virginia(10/14/2021)
RR
Washington(5/30/2019)
RR
Wisconsin(5/10/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
730 Third Avenue, New York, NY 10017-3206
Mailing Address
8500 Andrew Carnegie Boulevard Mail Stop Ssc/c2/08, Charlotte, NC 28262-8500
Phone number
(704) 988-3565
Established
Delaware since 01/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,319
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MANGANO, JENNIFER LYNN | CHIEF FINANCIAL OFFICER | 7659359 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,807 |
| AUM (Assets Under Management) | $ 34,343,329,152 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/13/2023 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
