John S. Roglieri
Professional summary
John S. Roglieri, who also goes by John S Roglieri, is a registered financial professional currently at BROOKFIELD PRIVATE ADVISORS LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2005. John has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John S. Roglieri's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2025 - Present
BROOKFIELD PRIVATE ADVISORS LLC
Office #1: Brookfield Place 250 Vesey Street 15th Floor, New York, NY, 10281-1021March 27, 2018 - July 11, 2022
BNP PARIBAS SECURITIES CORP.
June 23, 2010 - July 9, 2018
BNP PARIBAS PRIME BROKERAGE, INC.
November 24, 2008 - June 15, 2010
SOUTHRIDGE INVESTMENT GROUP LLC
September 17, 2008 - November 21, 2008
STONECASTLE SECURITIES, LLC
June 12, 2007 - January 18, 2008
INSANA CAPITAL PARTNERS LP
January 3, 2006 - September 1, 2006
ICP SECURITIES LLC
April 6, 2005 - December 31, 2005
BNY CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/14/2025)
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Exams
FINRA
Current Firm
BROOKFIELD PRIVATE ADVISORS LLC
CRD#: 151423 / SEC#: , 8-68370
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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