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Natasha Carter

VOYA FINANCIAL ADVISORS
IRVINE, CA 92618
Some features on this profile are disabled
CRD#: 4941234
NC

Professional summary

Natasha Carter, who also goes by Natasha Carter-navarro, Natasha Witsell, is a registered financial professional currently at VOYA FINANCIAL ADVISORS, INC. located in Irvine, California.

Natasha is registered as a RR (Registered Representative) and started their career in finance in 2008. Natasha has worked at 5 firms and has passed the Series 66, Series 52TO, SIE, Series 31, Series 7, Series 53, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Natasha Carter-Navarro | Natasha Witsell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Natasha Carter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 12, 2022 - Present

VOYA FINANCIAL ADVISORS, INC.

Office #1: 300 Spectrum Center Drive Suite 400, Irvine, CA 92618
RIA
BD
CRD#: 2882
IRVINE, CA
Past

March 7, 2022 - April 4, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
CHARLESTON, SC
Past

March 7, 2022 - April 4, 2022

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
CHARLESTON, SC
Past

November 22, 2010 - June 10, 2021

MORGAN STANLEY

RIA
CRD#: 149777
CHARLESTON, SC
Past

November 22, 2010 - June 10, 2021

MORGAN STANLEY

BD
CRD#: 149777
CHARLESTON, SC
Past

October 5, 2009 - October 12, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
SHORT HILLS, NJ
Past

October 5, 2009 - October 12, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
SHORT HILLS, NJ
Past

October 20, 2008 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

RIA
CRD#: 5979
SHORT HILLS, NJ
Past

September 8, 2008 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
SHORT HILLS, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.

CRD#: 2882 / SEC#: 801-46585, 8-13987

RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(11/22/2024)
RR
South Carolina
(4/12/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/17/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 8/29/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 11/1/2008
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 9/5/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 11/17/2025
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/2/2024
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 12/12/2020
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 2/9/2019
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

VOYA FINANCIAL ADVISORS, INC.
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.

CRD#: 2882 / SEC#: 801-46585, 8-13987

RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (12/10/2025)
PART 2A APPENDIX 1 OF FORM ADV: WRAP FEE PROGRAM BROCHURE (12/10/2025)
PART 2A APPENDIX OF FORM ADV: INVESTOR CHANNEL WRAP FEE PROGRAM BROCHURE (12/10/2025)

Direct owners and executive officers

NamePositionCRD#
VOYA HOLDINGS INC.100% SHAREHOLDER
BOHN, FREDERICK HENRYCHIEF FINANCIAL OFFICER5791728
DEPRATTI, JOHN JVP, OPERATIONS PRINCIPAL2927917
PAASCH, STEPHAN ANTHONYCHIEF COMPLIANCE OFFICER2968516
REILLY, JONATHAN FRANCISPRESIDENT2039032

Regulatory assets under management

Total Number of Accounts11,854
AUM (Assets Under Management)$ 2,744,735,129

Disclosures

Regulatory Event36
Arbitration9

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882Irvine, CA 92618

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