Howard J. Rappaport

CORNERMEN FINANCIAL

SAN ANTONIO, TX 78258

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CRD#: 4941230

Professional summary

Howard Jay Rappaport, who also goes by Jay Howard, is a registered financial advisor currently at CORNERMEN FINANCIAL, LLC located in San Antonio, Texas.

Howard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Howard has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jay Howard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ADVISECORE, LLC POSITION: MEMBER NATURE: ENTITY USED TO OPERATE INSRUANCE SERVICES INVESTMENT RELATED: NO NUMBER OF HOURS: 0-20 INVESTMENT RELATED 01/14/2015 ADDRESS: 1130 E Sonterra Blvd, Suite 130, SAN ANTONIO TX 78258 DESCRIPTION: SELL FIXED INCOME PRODUCTS SPORTS PLAY BY PLAY BROADCAST; POSITION: BROADCASTER NATURE: SPORTS BROADCASTING (RADIO) INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 02/01/1992 ADDRESS: 18734 CASTELLANI SAN ANTONIO TX 78213 DESCRIPTION: SPORTS BROADCASTING (RADIO) FINANCIAL EDUCATION INSTITUTE- 501(c)(3), NP: POSITION: DIRECTOR EDUCATOR NATURE: TEACH ON HOW TO PLAN FOR RETIREMENT INVESTMENT RELATED: NO NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/2015 ADDRESS: 1130 E Sonterra Blvd, Suite 130, SAN ANTONIO TX 78258 DESCRIPTION: EDUCATION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard Jay Rappaport's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2022 - Present

CORNERMEN FINANCIAL, LLC

Office #1: 1130 E. Sonterra Blvd, Suite 130, San Antonio, TX 78258

RIA

CRD#: 323179

SAN ANTONIO, TX

Past

September 29, 2017 - January 9, 2023

SEQUENT PLANNING, LLC

RIA

CRD#: 160381

SAN ANTOINO, TX

Past

April 19, 2013 - October 20, 2017

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

SAN ANTONIO, TX

Past

April 17, 2013 - October 20, 2017

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

SAN ANTONIO, TX

Past

October 19, 2005 - April 18, 2013

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

SAN ANTONIO, TX

Past

May 23, 2005 - April 18, 2013

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

SAN ANTONIO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORNERMEN FINANCIAL, LLC

CRD#: 323179 / SEC#: 801-126584

RIA

Registered Investment Advisory firm - (9/15/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/23/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/11/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/29/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/20/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/25/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/20/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CORNERMEN FINANCIAL, LLC

CRD#: 323179 / SEC#: 801-126584

RIA

Registered Investment Advisory firm - (9/15/2022 Approved)

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Contact information

Main Address

1130 E. Sonterra Blvd, Suite 130, San Antonio, TX 78258

Mailing Address

Phone number

(210) 702-3961

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- CORNERMEN FINANCIAL, LLC (3/10/2025)

Regulatory assets under management

Total Number of Accounts	329
AUM (Assets Under Management)	$ 143,743,130

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Howard J. Rappaport

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard Jay Rappaport's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEQUENT PLANNING, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CORNERMEN FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/11/2005

Series 63

Date: 6/29/2005

SIE

Date: 10/20/2017

Series 7

Date: 10/25/2011

Series 6

Date: 5/20/2005

Current Firm

CORNERMEN FINANCIAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORNERMEN FINANCIAL, LLC

TRUST BUT VERIFY

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