GA
Gentry L. Anderson
LPL ENTERPRISE
The Woodlands, TX 77380
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CRD#: 4940947
GA
Professional summary
Gentry Lavence Anderson, who also goes by Gentry Lavence Anderson Sr, Gentry L Anderson, Gentry Anderson, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in The Woodlands, Texas.
Gentry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Gentry has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gentry Lavence Anderson Sr | Gentry L Anderson | Gentry Anderson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 09/11/2024 - Omni Market Worldwide, LLC - Public speaker on fatherhood, motivational, personal development, team development, business, sales training, business, and consulting. Produce written materials, Audio/visual content related to the topic areas. This may include authoring books, workbooks, resource tools, and/or training videos - Speaker/ Seminar/ Workshops - Non Inv Related - At THE WOODLANDS, TX - Start Date 07/01/2021 - 40hrs/mth - 0hrs/mth During Trading 2) 09/11/2024 - Gentry Anderson - Serve in the church assisting with community events, church service (prayer), and teaching/training Christian principles - Non-profit volunteer (not on board) - Non Inv Related - At THE WOODLANDS, TX - Start Date 07/01/2021 - 40hrs/mth - 0hrs/mth During Trading 3) 09/05/2024 - Gentry L. Anderson, LLC DBA Gentry Anderson Ministries - Ordained minister perform weddings, funerals, christenings, writing content, and speak for Christian events - Non Inv Related - At THE WOODLANDS, TX - Start Date 08/08/1998 - 20hrs/mth - 0hrs/mth During Trading 4) 09/05/2024 - Enterprise Legacy Wealth Advisors, LLC - Full-Service DBA - Marketing and sales of financial services and planning services - DBA for LPL Business (entity for LPL business) - Inv Related - At THE WOODLANDS, TX - Start Date 06/17/2024 - 160hrs/mth - 120hrs/mth During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Gentry Lavence Anderson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gentry Lavence Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 24 Waterway Avenue Suite 650, The Woodlands, TX 77380RIA
BD
CRD#: 8733
The Woodlands, TX
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 24 Waterway Avenue Suite 650, The Woodlands, TX 77380RIA
BD
CRD#: 8733
The Woodlands, TX
Past
May 20, 2024 - November 14, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
The Woodlands, TX
Past
May 20, 2024 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
The Woodlands, TX
Past
January 15, 2019 - May 29, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
HOUSTON, TX
Past
November 28, 2018 - May 29, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
HOUSTON, TX
Past
November 2, 2011 - December 14, 2018
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
HOUSTON, TX
Past
June 9, 2011 - October 21, 2011
SWBC INVESTMENT SERVICES, LLC
BD
CRD#: 133715
TEMPLE, TX
Past
March 14, 2011 - April 21, 2011
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
SAN ANTONIO, TX
Past
February 20, 2009 - February 1, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(8/6/2025)
RR
District of Columbia(11/14/2024)
RR
Louisiana(11/14/2024)
RR
Maryland(11/14/2024)
IAR
Maryland(11/26/2024)
RR
Texas(11/14/2024)
IAR
Texas(11/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LPL ENTERPRISE, LLC
CRD#: 8733The Woodlands, TX 77380TRUST BUT VERIFY
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