Berta Epelbaum
Professional summary
Berta Epelbaum, who also goes by Berta Blumenkrans, is a registered financial advisor currently at VALLEY WEALTH MANAGERS, INC. located in Aventura, Florida and VALLEY FINANCIAL MANAGEMENT, INC. located in Aventura, Florida.
Berta is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Berta has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Berta Epelbaum's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2023 - Present
VALLEY WEALTH MANAGERS, INC.
Office #1: 19495 Biscayne Blvd. Suite 500, Aventura, FL 33180April 13, 2005 - Present
VALLEY FINANCIAL MANAGEMENT, INC.
Office #1: 19495 Biscayne Blvd. Suite 500, Aventura, FL 33180September 30, 2005 - July 26, 2023
VALLEY FINANCIAL MANAGEMENT, INC.
Primary Firm SEC Registration
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879 / SEC#: 801-25461
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/16/2008)
(8/17/2016)
(4/20/2023)
(10/9/2018)
(5/18/2005)
(8/4/2023)
(10/4/2012)
(1/14/2009)
(1/14/2009)
(5/19/2021)
(8/17/2016)
(1/18/2013)
(7/6/2018)
(1/4/2010)
(9/29/2005)
(10/1/2018)
(12/1/2021)
(3/22/2011)
(1/6/2017)
(3/25/2011)
(10/11/2019)
Exams
FINRA
Current Firm
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879 / SEC#: 801-25461
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,957 |
| AUM (Assets Under Management) | $ 2,317,257,859 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 09/07/2023 | ||
| 10/04/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879Aventura, FL 33180TRUST BUT VERIFY
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