Benjamin C. Bell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Clayton Bell JR, who also goes by Ben Bell, Benjamin Clayton Bell, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2008. Benjamin had worked at 6 firms and has passed the Series 63, Series 65, Series 99TO, Series 7TO, Series 16, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2021 - February 27, 2023
WILLIAM K. WOODRUFF & CO., LLC
December 11, 2020 - July 28, 2021
ALAMO CAPITAL
September 9, 2011 - August 2, 2016
WKW PARTNERS, LLC
March 17, 2011 - April 26, 2011
CRESCENT SECURITIES GROUP, INC.
September 1, 2010 - February 25, 2011
TITAN SECURITIES
June 11, 2008 - December 31, 2008
QUASAR DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 8/28/2021
General Securities Representative ExaminationSeries 79TO
Date: 12/2/2020
Investment Banking Registered Representative ExaminationCurrent Firm
WILLIAM K. WOODRUFF & CO., LLC
CRD#: 313177 / SEC#: , 8-70679
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
