DK
Daniel J. Klein
ADVISORNET WEALTH PARTNERS
Edina, MN 55435
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CRD#: 4940032
DK
Professional summary
Daniel John Klein, CFP® is a registered financial advisor currently at ADVISORNET WEALTH PARTNERS located in Edina, Minnesota and CETERA INVESTMENT ADVISERS LLC located in Edina, Minnesota.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Daniel has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/08/2016; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: AGENT OFFERING LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE. 2. NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL INC, DBA ADVISORNET WEALTH PARTNERS - CRD #113074; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ADVISORY SERVICES ; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE ; START DATE: 11/2021 ; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, ASSET MANAGEMENT; 3. NAME OF OTHER BUSINESS: ADVANCED WEALTH MANAGEMENT GROUP ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 02/2005; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ;
CRS (Client Relationship Summary) - RIA
Click below to view Daniel John Klein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
December 21, 2021 - Present
ADVISORNET WEALTH PARTNERS
Office #1: 7701 France Avenue S., Suite 120, Edina, MN 55435RIA
CRD#: 113074
Edina, MN
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 7701 France Avenue South Suite 120, Edina, MN 55435RIA
CRD#: 105644
EDINA, MN
Current
November 14, 2006 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 7701 France Avenue South Suite 120, Edina, MN 55435BD
CRD#: 13572
Edina, MN
Past
November 29, 2016 - November 23, 2021
ADVANCED WEALTH MANAGEMENT GROUP, INC.
RIA
CRD#: 113711
MINNEAPOLIS, MN
Past
January 29, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EDINA, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/22/2023)
RR
Arizona(12/4/2014)
RR
Arkansas(1/4/2024)
RR
California(10/11/2021)
RR
Colorado(11/16/2021)
RR
Connecticut(11/16/2021)
RR
Delaware(11/16/2021)
RR
Florida(7/26/2017)
RR
Georgia(11/16/2021)
RR
Illinois(9/29/2021)
RR
Iowa(11/16/2021)
RR
Kansas(11/16/2021)
RR
Kentucky(11/16/2021)
RR
Louisiana(11/16/2021)
RR
Maryland(11/16/2021)
RR
Massachusetts(8/17/2023)
RR
Minnesota(3/16/2007)
IAR
Minnesota(12/21/2021)
RR
Missouri(11/16/2021)
RR
Montana(11/16/2021)
RR
New Jersey(11/16/2021)
RR
New Mexico(11/16/2021)
RR
New York(11/16/2021)
RR
North Carolina(11/16/2021)
RR
North Dakota(1/4/2024)
RR
Ohio(11/16/2021)
RR
Oklahoma(4/4/2023)
RR
Oregon(11/16/2021)
RR
South Carolina(11/16/2021)
RR
South Dakota(11/21/2017)
RR
Tennessee(11/16/2021)
RR
Texas(11/11/2021)
IAR
Texas(6/29/2023)
RR
Vermont(11/16/2021)
RR
Virginia(11/16/2021)
RR
Washington(4/12/2022)
RR
Wisconsin(1/29/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
