John R. Neal

STONE LOFT WEALTH MANAGEMENT LLC

WEST CHESTER, PA

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CRD#: 4939681

Professional summary

John Robert Neal, CFP®, who also goes by John R Neal, John Neal, is a registered financial advisor currently at STONE LOFT WEALTH MANAGEMENT LLC located in West Chester, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. John has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John R Neal | John Neal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Robert Neal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 1, 2025 - Present

STONE LOFT WEALTH MANAGEMENT LLC

RIA

CRD#: 337410

WEST CHESTER, PA

Past

April 12, 2018 - August 15, 2025

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

Malvern, PA

Past

April 12, 2018 - August 15, 2025

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

October 25, 2011 - March 27, 2018

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEW YORK, NY

Past

October 25, 2011 - March 27, 2018

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Past

June 1, 2009 - October 26, 2011

MORGAN STANLEY

RIA

CRD#: 149777

PURCHASE, NY

Past

June 1, 2009 - October 26, 2011

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

December 12, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WARREN, NJ

Past

January 1, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/6/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/2006

General Securities Representative Examination

Current Firm

STONE LOFT WEALTH MANAGEMENT LLC

CRD#: 337410 / SEC#: 801-133853

RIA

Registered Investment Advisory firm - (7/25/2025 120-Day Approval)

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Contact information

Main Address

West Chester, PA

Mailing Address

Phone number

(610) 812-9867

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STONE LOFT DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (10/29/2025)

Regulatory assets under management

Total Number of Accounts	53
AUM (Assets Under Management)	$ 102,579,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John R. Neal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Robert Neal's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/6/2007

SIE

Date: 10/1/2018

Series 7

Date: 12/23/2006

Current Firm

STONE LOFT WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONE LOFT WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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