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PS

Peter Z. Smith

BUCK WEALTH STRATEGIES
HONOLULU, HI 96813
Some features on this profile are disabled
CRD#: 4939550
PS

Professional summary

Peter Z Smith, who also goes by Peter Zirger Smith, is a registered financial advisor currently at BUCK WEALTH STRATEGIES, LLC located in Honolulu, Hawaii and MADISON AVENUE SECURITIES, LLC located in Honolulu, Hawaii.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Peter has worked at 11 firms and has passed the Series 66, Series 52TO, SIE, Series 31, Series 7, Series 10, Series 9, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Peter Zirger Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Name: Buck Financial Services; Investment Related: Yes; Address: 4600 S. Syracuse St. #650 Denver, CO 80237; Nature of the Business: Financial services holding company; Position: Employee; Approx. Hours/Month: 10 Hours; Start Date: 09/2025; 2.) Name: Buck Wealth Strategies; Investment Related: Yes; Address: 55 Merchant Street Suite 2100, Honolulu, HI 96813; Nature of the Business: Registered Investment Adviser engaged in asset management services; Position: Investment Advisor Representative; Hours Per Week: 40 Hours; Start Date: 09/2025 3.) Name: 1676 Ala Moana Blvd; Investment Related: No; Address: Honolulu, HI; Nature of the Business: Home Owners Association; Position: Vice President of HOA; Hours Per Week: 2 Hours 4.) MADISON AVENUE SECURITIES - RSA; INVESTMENT RELATED; 13500 EVENING CREEK DR. N. STE 555 SAN DIEGO, CA 92128; BROKER DEALER; REGISTERED SALES ASSISTANT; APPROX. HOURS/MONTH: 160HOURS; START DATE: 09/2025

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Z Smith's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 23, 2025 - Present

BUCK WEALTH STRATEGIES, LLC

Office #1: 55 Merchant St #2100, Honolulu, HI 96813
RIA
CRD#: 322138
HONOLULU, HI
Current

September 15, 2025 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 55 Merchant Street Suite 2100, Honolulu, HI 96813
RIA
BD
CRD#: 23224
Honolulu, HI
Past

September 16, 2022 - August 11, 2025

BANKOH INVESTMENT SERVICES, INC.

RIA
CRD#: 29280
Honolulu, HI
Past

June 15, 2022 - August 11, 2025

BANKOH INVESTMENT SERVICES, INC.

BD
CRD#: 29280
HONOLULU, HI
Past

June 18, 2020 - June 27, 2022

MORGAN STANLEY

RIA
CRD#: 149777
Beverly Hills, CA
Past

June 18, 2020 - June 27, 2022

MORGAN STANLEY

BD
CRD#: 149777
Beverly Hills, CA
Past

August 24, 2016 - June 18, 2020

THE HUNTINGTON INVESTMENT COMPANY

RIA
CRD#: 16986
Columbus, OH
Past

August 24, 2016 - June 18, 2020

THE HUNTINGTON INVESTMENT COMPANY

BD
CRD#: 16986
COLUMBUS, OH
Past

October 1, 2012 - August 9, 2016

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
COLUMBUS, OH
Past

October 1, 2012 - August 9, 2016

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
COLUMBUS, OH
Past

April 19, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
COLUMBUS, OH
Past

April 19, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
COLUMBUS, OH
Past

June 1, 2009 - April 30, 2012

MORGAN STANLEY

RIA
CRD#: 149777
COLUMBUS, OH
Past

June 1, 2009 - April 30, 2012

MORGAN STANLEY

BD
CRD#: 149777
COLUMBUS, OH
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
COLUMBUS, OH
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
COLUMBUS, OH
Past

October 10, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
NEW ALBANY, OH
Past

October 5, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
NEW ALBANY, OH
Past

July 28, 2005 - August 30, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
COLUMBUS, OH
Past

July 26, 2005 - August 30, 2005

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

July 26, 2005 - August 30, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BUCK WEALTH STRATEGIES, LLC
BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA
Registered Investment Advisory firm - (7/12/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Hawaii
(9/15/2025)
IAR
Hawaii
(9/23/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/10/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 12/6/2010
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 7/25/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/25/2015
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/30/2013
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/10/2012
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BW
BUCK WEALTH STRATEGIES, LLC
BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA
Registered Investment Advisory firm - (7/12/2022 Approved)
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Contact information

Main Address
4600 S. Syracuse Street Suite 650, Denver, CO 80237
Mailing Address
Phone number
(888) 210-6567
Established
Firm type
Fiscal year end
# of Employees
66

SEC notice filing (28 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (8/11/2025)

Regulatory assets under management

Total Number of Accounts3,982
AUM (Assets Under Management)$ 565,377,646

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/03/2024
Cover Page
Report
01/26/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BUCK WEALTH STRATEGIES, LLC

CRD#: 322138Honolulu, HI 96813

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