AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
PS

Peter Z. Smith

Some features on this profile are disabled
CRD#: 4939550
PS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Z Smith, who also goes by Peter Zirger Smith, was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 2005. Peter had worked at 11 firms and has passed the Series 66, Series 52TO, SIE, Series 31, Series 7, Series 10, Series 9, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Peter Zirger Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 23, 2025 - May 19, 2026

BUCK WEALTH STRATEGIES, LLC

RIA
CRD#: 322138
HONOLULU, HI
Past

September 15, 2025 - May 13, 2026

MADISON AVENUE SECURITIES, LLC

BD
CRD#: 23224
Honolulu, HI
Past

September 16, 2022 - August 11, 2025

BANKOH INVESTMENT SERVICES, INC.

RIA
CRD#: 29280
Honolulu, HI
Past

June 15, 2022 - August 11, 2025

BANKOH INVESTMENT SERVICES, INC.

BD
CRD#: 29280
HONOLULU, HI
Past

June 18, 2020 - June 27, 2022

MORGAN STANLEY

RIA
CRD#: 149777
Beverly Hills, CA
Past

June 18, 2020 - June 27, 2022

MORGAN STANLEY

BD
CRD#: 149777
Beverly Hills, CA
Past

August 24, 2016 - June 18, 2020

THE HUNTINGTON INVESTMENT COMPANY

RIA
CRD#: 16986
Columbus, OH
Past

August 24, 2016 - June 18, 2020

THE HUNTINGTON INVESTMENT COMPANY

BD
CRD#: 16986
COLUMBUS, OH
Past

October 1, 2012 - August 9, 2016

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
COLUMBUS, OH
Past

October 1, 2012 - August 9, 2016

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
COLUMBUS, OH
Past

April 19, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
COLUMBUS, OH
Past

April 19, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
COLUMBUS, OH
Past

June 1, 2009 - April 30, 2012

MORGAN STANLEY

RIA
CRD#: 149777
COLUMBUS, OH
Past

June 1, 2009 - April 30, 2012

MORGAN STANLEY

BD
CRD#: 149777
COLUMBUS, OH
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
COLUMBUS, OH
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
COLUMBUS, OH
Past

October 10, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
NEW ALBANY, OH
Past

October 5, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
NEW ALBANY, OH
Past

July 28, 2005 - August 30, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
COLUMBUS, OH
Past

July 26, 2005 - August 30, 2005

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

July 26, 2005 - August 30, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BUCK WEALTH STRATEGIES, LLC
BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA
Registered Investment Advisory firm - (7/12/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/10/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 12/6/2010
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 7/25/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/25/2015
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/30/2013
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/10/2012
General Securities Principal Examination

Current Firm

BW
BUCK WEALTH STRATEGIES, LLC
BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA
Registered Investment Advisory firm - (7/12/2022 Approved)
Loading...

Contact information

Main Address
4600 S. Syracuse Street Suite 650, Denver, CO 80237
Mailing Address
Phone number
(888) 210-6567
Established
Firm type
Fiscal year end
# of Employees
66

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (8/11/2025)

Regulatory assets under management

Total Number of Accounts3,982
AUM (Assets Under Management)$ 565,377,646

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/14/2026
Cover Page
Report
12/03/2024
Cover Page
Report
01/26/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BUCK WEALTH STRATEGIES, LLC

CRD#: 322138

TRUST BUT VERIFY

Monitor Peter Smith

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Helena, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.