ML
Molly M. Landes
ALLSPRING FUNDS DISTRIBUTOR
Walnut Creek, CA 94596
Some features on this profile are disabled
CRD#: 4939466
ML
Professional summary
Molly M Landes, who also goes by Molly Marie Landes, Molly M Pulkrabek, Molly Pulkrabek, is a registered financial professional currently at ALLSPRING FUNDS DISTRIBUTOR, LLC located in Walnut Creek, California.
Molly is registered as a RR (Registered Representative) and started their career in finance in 2005. Molly has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Molly Marie Landes | Molly M Pulkrabek | Molly Pulkrabek
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Molly M Landes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 19, 2024 - Present
ALLSPRING FUNDS DISTRIBUTOR, LLC
Office #1: 2001 N Main 6th Floor, Suite 600, Walnut Creek, CA 94596BD
CRD#: 133366
Walnut Creek, CA
Past
May 6, 2021 - January 7, 2022
FORESIDE FINANCIAL SERVICES, LLC
BD
CRD#: 148477
San Francisco, CA
Past
January 3, 2012 - March 4, 2021
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
SAN FRANCISCO, CA
Past
January 13, 2011 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
BD
CRD#: 146183
SAN FRANCISCO, CA
Past
October 22, 2009 - December 21, 2010
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
BOSTON, MA
Past
October 1, 2009 - December 22, 2010
NATIONAL FINANCIAL SERVICES LLC
BD
CRD#: 13041
BOSTON, MA
Past
July 12, 2005 - December 17, 2007
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/10/2025)
RR
Alaska(2/10/2025)
RR
Arizona(2/10/2025)
RR
Arkansas(2/10/2025)
RR
California(2/10/2025)
RR
Colorado(2/10/2025)
RR
Connecticut(2/10/2025)
RR
Delaware(2/10/2025)
RR
District of Columbia(2/10/2025)
RR
Florida(2/10/2025)
RR
Georgia(2/10/2025)
RR
Hawaii(2/10/2025)
RR
Idaho(2/10/2025)
RR
Illinois(2/10/2025)
RR
Indiana(2/10/2025)
RR
Iowa(2/10/2025)
RR
Kansas(2/10/2025)
RR
Kentucky(2/10/2025)
RR
Louisiana(2/10/2025)
RR
Maine(2/10/2025)
RR
Maryland(2/10/2025)
RR
Massachusetts(2/10/2025)
RR
Michigan(2/10/2025)
RR
Minnesota(2/10/2025)
RR
Mississippi(2/10/2025)
RR
Missouri(2/10/2025)
RR
Montana(2/10/2025)
RR
Nebraska(2/10/2025)
RR
Nevada(2/10/2025)
RR
New Hampshire(2/10/2025)
RR
New Jersey(2/10/2025)
RR
New Mexico(2/10/2025)
RR
New York(2/10/2025)
RR
North Carolina(2/10/2025)
RR
North Dakota(2/10/2025)
RR
Ohio(2/10/2025)
RR
Oklahoma(2/10/2025)
RR
Oregon(2/10/2025)
RR
Pennsylvania(2/10/2025)
RR
Puerto Rico(2/10/2025)
RR
Rhode Island(2/10/2025)
RR
South Carolina(2/10/2025)
RR
South Dakota(2/10/2025)
RR
Tennessee(2/10/2025)
RR
Texas(2/10/2025)
RR
Utah(2/10/2025)
RR
Vermont(2/10/2025)
RR
Virgin Islands(2/10/2025)
RR
Virginia(2/10/2025)
RR
Washington(2/10/2025)
RR
West Virginia(2/10/2025)
RR
Wisconsin(2/10/2025)
RR
Wyoming(2/10/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 7/7/2006
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSPRING FUNDS DISTRIBUTOR, LLC
ALLSPRING FUNDS DISTRIBUTOR, LLC | WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD#: 133366 / SEC#: , 8-66716
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1415 Vantage Park Drive, Charlotte, NC 28203
Mailing Address
417 E Chicago Street, Milwaukee, WI 53052
Phone number
(888) 877-9275
Established
Delaware since 07/09/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSPRING GLOBAL INVESTMENTS HOLDINGS LLC | PARENT | |
| GIBSON, LORI MITCHUM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 3070238 |
| KENNEY, JOHN DUFF | DIRECTOR | 2387755 |
| MCKINLEY, KATHERINE SANDMAN | CHIEF LEGAL OFFICER | 6807581 |
| MONINGER, JOHN KENNETH | PRESIDENT/CHAIRMAN | 2494976 |
| WILARY, CAROLYN ANN | CHIEF COMPLIANCE OFFICER | 4220513 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLSPRING FUNDS DISTRIBUTOR, LLC
CRD#: 133366Walnut Creek, CA 94596TRUST BUT VERIFY
Monitor Molly Landes
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
