Joseph W. Delaney
Professional summary
Joseph William Delaney, who also goes by Joseph W Delaney Mr, Joseph W Delaney, Joseph William Delaney, Joe Delaney, is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Providence, Rhode Island.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2006. Joseph has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph William Delaney's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 20, 2023 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 500 Exchange Street Suite 9-200, Providence, RI 02903-2630April 28, 2022 - August 9, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 28, 2021 - January 25, 2022
LPL FINANCIAL LLC
November 19, 2012 - October 22, 2019
MUTUAL OF AMERICA SECURITIES LLC
November 19, 2012 - October 22, 2019
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
January 1, 2008 - April 3, 2009
FIDELITY BROKERAGE SERVICES LLC
April 17, 2006 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/25/2023)
(10/23/2023)
(10/25/2023)
(10/23/2023)
(10/24/2023)
Exams
FINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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Company Information
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878Providence, RI 02903-2630TRUST BUT VERIFY
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