John C. Simmons
Professional summary
John Christopher Simmons, who also goes by John Christopher Simmons, John Simmons, is a registered financial advisor currently at MORNINGSTAR INVESTMENT MANAGEMENT LLC located in Chicago, Illinois.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. John has worked at 5 firms and has passed the Series 63, Series 16, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Christopher Simmons's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2025 - Present
MORNINGSTAR INVESTMENT MANAGEMENT LLC
Office #1: 22 West Washington Street, Chicago, IL 60602August 28, 2024 - June 8, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
August 28, 2024 - June 8, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
August 28, 2024 - June 8, 2025
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
November 11, 2022 - October 12, 2023
STRATEGIQ FINANCIAL GROUP, LLC
August 2, 2013 - July 14, 2022
WILLIAM BLAIR
February 11, 2013 - July 14, 2022
WILLIAM BLAIR
Primary Firm SEC Registration
MORNINGSTAR INVESTMENT MANAGEMENT LLC
CRD#: 108031 / SEC#: 801-56896
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/21/2025)
Exams
Current Firm
MORNINGSTAR INVESTMENT MANAGEMENT LLC
CRD#: 108031 / SEC#: 801-56896
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 592,301 |
| AUM (Assets Under Management) | $ 76,595,000,000 |
Red Flags
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