Toby R. Green

TENNESSEE WEALTH MANAGEMENT

Franklin, TN

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CRD#: 4938707

Professional summary

Toby Roger Green is a registered financial advisor currently at TENNESSEE WEALTH MANAGEMENT located in Franklin, Tennessee.

Toby is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Toby has worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Toby Roger Green's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2008 - Present

TENNESSEE WEALTH MANAGEMENT

RIA

CRD#: 148273

Franklin, TN

Past

May 17, 2006 - August 27, 2008

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

BRENTWOOD, TN

Past

December 16, 2005 - August 27, 2008

TD AMERITRADE, INC.

RIA

CRD#: 7870

BRENTWOOD, TN

Past

December 16, 2005 - August 27, 2008

TD AMERITRADE, INC.

CRD#: 7870

BRENTWOOD, TN

Past

June 15, 2005 - December 2, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

NASHVILLE, TN

Past

May 18, 2005 - December 2, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(11/17/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/13/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 6/24/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/17/2005

General Securities Representative Examination

Current Firm

TENNESSEE WEALTH MANAGEMENT

TENNESSEE WEALTH MANAGEMENT | TENNESSEE WEALTH MANAGEMENT, LLC

CRD#: 148273 / SEC#:

Tennessee

Registered Investment Advisory firm - (10/31/2008 Approved)

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Contact information

Main Address

Franklin, TN

Mailing Address

Phone number

(615) 261-1388

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 38,771,039

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Toby R. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Toby Roger Green's CRS (Customer Relationship Summary).

Certified licenses

Experience

TENNESSEE WEALTH MANAGEMENT

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/13/2005

Series 31

Date: 6/24/2005

Series 7

Date: 5/17/2005

Current Firm

TENNESSEE WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TENNESSEE WEALTH MANAGEMENT

TRUST BUT VERIFY

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