Tina Normann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tina Normann, who also goes by Tina Siriski, was a registered financial professional .
Tina is a previously registered financial professional and started their career in finance in 2005. Tina had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2010 - October 29, 2015
PARADIGM CAPITAL U.S. INC.
May 6, 2009 - October 28, 2009
GRIFFITHS MCBURNEY CORP.
July 18, 2007 - June 9, 2008
GENUITY CAPITAL MARKETS USA CORP.
July 22, 2005 - May 12, 2006
RBC CAPITAL MARKETS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARADIGM CAPITAL U.S. INC.
CRD#: 104425 / SEC#: , 8-52885
Contact information
FINRA licenses (23 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
