Hong Jiao J. Lin
Professional summary
Hong Jiao Jiao Lin, who also goes by Hong Jiao Lin Miss, Hong Jiao Lin, Hong Lin, is a registered financial professional currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Piscataway, New Jersey.
Hong Jiao is registered as a RR (Registered Representative) and started their career in finance in 2005. Hong Jiao has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hong Jiao Jiao Lin's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2024 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 31 Stelton Rd. #5, Piscataway, NJ 08854January 6, 2012 - December 31, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 26, 2005 - January 6, 2012
WORLD GROUP SECURITIES, INC.
Primary Firm SEC Registration
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/14/2024)
(2/14/2024)
Exams
FINRA
Current Firm
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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