Michael R. Gorbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Randall Gorbell, who also goes by Gorbell Randall Michael, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2006. Michael had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2022 - January 23, 2024
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
January 4, 2022 - September 30, 2024
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
January 3, 2022 - January 31, 2024
LPL FINANCIAL LLC
April 1, 2016 - January 10, 2022
VIVID FINANCIAL MANAGEMENT, INC.
July 17, 2015 - April 1, 2016
VIVID FINANCIAL MANAGEMENT, INC.
June 25, 2015 - January 6, 2022
MUTUAL SECURITIES, INC.
June 6, 2014 - June 24, 2015
WOODLAND LEISHMAN & ASSOCIATES
April 19, 2013 - September 11, 2013
OGDEN WEALTH MANAGEMENT & PLANNING SERVICES, LLC
August 23, 2006 - November 15, 2013
LPL FINANCIAL LLC
August 21, 2006 - November 15, 2013
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139 / SEC#: , 8-66305
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | |
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
Vice President, Financial AdvisorCRD#: 130139TRUST BUT VERIFY
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