SM
Scott C. Mccartney
ASCENT WEALTH PARTNERS
New Hartford, NY 13413
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CRD#: 4938320
SM
Professional summary
Scott Clyde Mccartney, who also goes by Scott C. Mccartney, is a registered financial advisor currently at ASCENT WEALTH PARTNERS, LLC located in New Hartford, New York.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Scott has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott C. Mccartney
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)New York State Technology Enterprise Corporation; Not investment related; 99 Otis Street , Rome, NY. 13440; Corporation; Board Member, Chair of Audit Committee, and Chair of Investment Sub- Committee; 01/01/2005; Spends 2 hrs/mon; Provides technology consulting for state and local government entities 2)Human Technologies Corporation; Not investment Related; 2260 Dwyer Ave., Utica, NY. 13501; Corporation; Board Member,Immediate Past Chair,Audit and Finance Committee Member;01/01/2013; Spends 2 hrs/mon; provides employment opportunities for disabled persons 3) Munson-Williams-Proctor Art Institute; Investment Related; 310 Genesee Street, Utica, NY. 13502; Regional Fine Arts Center/Museum; Investment Committee Member; 06/01/2018; Spends 0.5 hrs/mon; provides oversight of endowment funds 4)SUNY Poly Foundation; Investment Related; 100 Seymour Road, Utica, NY. 13502; Charitable Organization; Finance Committee Chair; 06/30/2017; Spends 2 hrs/mon; Provides oversight to endowment and financial operations of Foundation 5) Holland Patent Central Schools; Not investment Related; 9601 Main Street, Holland Patent , NY. 13354; Educational Organization; Audit Committee Chair; 06/30/2015; Spends 0.25 hrs/mon; Provides oversight to District finances and expenditures
CRS (Client Relationship Summary) - RIA
Click below to view Scott Clyde Mccartney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 27, 2016 - Present
ASCENT WEALTH PARTNERS, LLC
Office #1: 89 Genesee Street, New Hartford, NY 13413RIA
CRD#: 158898
New Hartford, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ASCENT WEALTH PARTNERS, LLC
ASCENT MANAGEMENT I, LLC | ASCENT WEALTH PARTNERS, LLC
CRD#: 158898 / SEC#: 801-72693
RIA
Registered Investment Advisory firm - (8/24/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(6/14/2021)
Exams
Current Firm
AW
ASCENT WEALTH PARTNERS, LLC
ASCENT MANAGEMENT I, LLC | ASCENT WEALTH PARTNERS, LLC
CRD#: 158898 / SEC#: 801-72693
RIA
Registered Investment Advisory firm - (8/24/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
89 Genesee Street, New Hartford, NY 13413
Mailing Address
Phone number
(315) 624-7300
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,124 |
| AUM (Assets Under Management) | $ 1,322,466,782 |
Red Flags
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