Michael S. Frazier
Professional summary
Michael Stephen Frazier, who also goes by Michael Frazier, Michael Stephen Frazier Jr, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Phoenix, Arizona.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Michael has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Stephen Frazier's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2026 - Present
EMPOWER ADVISORY GROUP, LLC
March 6, 2023 - February 21, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 6, 2023 - February 21, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 23, 2017 - February 1, 2022
VANGUARD ADVISERS, INC.
May 22, 2017 - February 1, 2022
VANGUARD MARKETING CORPORATION
February 18, 2010 - May 5, 2017
USAA FINANCIAL PLANNING SERVICES
February 2, 2010 - May 5, 2017
USAA FINANCIAL ADVISORS, INC.
March 12, 2009 - January 22, 2010
KEY INVESTMENT SERVICES LLC
March 12, 2009 - January 22, 2010
KEY INVESTMENT SERVICES LLC
November 22, 2005 - February 11, 2009
SECURIAN FINANCIAL SERVICES, INC.
June 14, 2005 - February 11, 2009
SECURIAN FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/21/2026)
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
