Gregory L. Teetzel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Lawrence Teetzel, who also goes by Gregory L Teetzel, Greg Lawrence Teetzel, Greg Teetzel, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2005. Gregory had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2017 - August 1, 2017
ALLSTATE FINANCIAL SERVICES, LLC
July 31, 2014 - January 27, 2017
PNC WEALTH MANAGEMENT LLC
July 31, 2014 - January 27, 2017
PNC WEALTH MANAGEMENT LLC
July 8, 2013 - July 14, 2014
THE HUNTINGTON INVESTMENT COMPANY
July 8, 2013 - July 14, 2014
THE HUNTINGTON INVESTMENT COMPANY
November 13, 2009 - July 27, 2012
PNC WEALTH MANAGEMENT LLC
November 13, 2009 - July 27, 2012
PNC WEALTH MANAGEMENT LLC
October 19, 2009 - November 13, 2009
NATCITY INVESTMENTS, INC.
October 19, 2009 - November 13, 2009
NATCITY INVESTMENTS, INC.
December 13, 2007 - October 20, 2009
PNC WEALTH MANAGEMENT LLC
December 13, 2006 - October 20, 2009
PNC WEALTH MANAGEMENT LLC
August 12, 2005 - August 8, 2006
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
