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Wendy S. Eide

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CRD#: 4938033
WE

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Wendy Sue Eide, who also goes by Wendy S Eide, Wendy S Morgan, was a registered financial professional .

Wendy is a previously registered financial professional and started their career in finance in 2005. Wendy had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Wendy S Eide | Wendy S Morgan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 30, 2017 - February 25, 2019

STRATEGIC ADVISORS OF ILLINOIS

RIA
CRD#: 113906
NORTHBROOK, IL
Past

November 22, 2017 - December 27, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
NORTHBROOK, IL
Past

January 29, 2008 - December 14, 2015

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
OAK BROOK, IL
Past

January 29, 2008 - December 14, 2015

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
INDIANAPOLIS, IN
Past

March 7, 2006 - December 17, 2007

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
LOMBARD, IL
Past

November 15, 2005 - December 17, 2007

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
LOMBARD, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/6/2006
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


SA
STRATEGIC ADVISORS OF ILLINOIS
AMM ACCOUNTING SERVICES INC | STRATEGIC INVESTMENT ADVISORS | STRATEGIC ADVISORS OF ILLINOIS | FINANCIAL LEARNING CENTER

CRD#: 113906 / SEC#: 801-66577

RIA
Registered Investment Advisory firm - (6/28/2012 Terminated)
Illinois
Registered Investment Advisory firm - (6/19/2012 Approved)
Texas
Registered Investment Advisory firm - (5/16/2024 Conditional Restricted)
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Contact information


Main Address
5 Revere Drive Suite 200, Northbrook, IL 60062
Mailing Address
Phone number
(847) 562-1300
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts169
AUM (Assets Under Management)$ 55,964,589

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STRATEGIC ADVISORS OF ILLINOIS

CRD#: 113906

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