Cherie T. Harris

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CRD#: 4937445

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cherie Tanika Harris was a registered financial professional .

Cherie is a previously registered financial professional and started their career in finance in 2007. Cherie had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 12, 2019 - December 31, 2019

FIRST CITIZENS INSTITUTIONAL ASSET MANAGEMENT, LLC

RIA

CRD#: 285836

NEW YORK, NY

Past

April 5, 2018 - March 14, 2025

FIRST CITIZENS CAPITAL SECURITIES, LLC

CRD#: 41504

NEW YORK, NY

Past

January 7, 2008 - September 19, 2008

BEAR STEARNS ASSET MANAGEMENT INC.

RIA

CRD#: 113359

NEW YORK, NY

Past

November 30, 2007 - June 5, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST CITIZENS INSTITUTIONAL ASSET MANAGEMENT, LLC

CIT ASSET MANAGEMENT LLC | FIRST CITIZENS INSTITUTIONAL ASSET MANAGEMENT, LLC | FIRST CITIZENS INSTITUTIONAL ASSET MANAGEMENT LLC

CRD#: 285836 / SEC#: 801-110171

RIA

Registered Investment Advisory firm - (3/20/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/26/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/5/2018

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/28/2018

General Securities Principal Examination

Current Firm

FIRST CITIZENS INSTITUTIONAL ASSET MANAGEMENT, LLC

CIT ASSET MANAGEMENT LLC | FIRST CITIZENS INSTITUTIONAL ASSET MANAGEMENT, LLC | FIRST CITIZENS INSTITUTIONAL ASSET MANAGEMENT LLC

CRD#: 285836 / SEC#: 801-110171

RIA

Registered Investment Advisory firm - (3/20/2017 Approved)

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Contact information

Main Address

11 West 42nd Street 11th Floor, New York, NY 10036

Mailing Address

Phone number

(212) 461-5761

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FIRST CITIZENS INSTITUTIONAL ASSET MANAGEMENT, LLC - FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 815,007,328

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Cherie T. Harris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST CITIZENS CAPITAL SECURITIES, LLC

BEAR STEARNS ASSET MANAGEMENT INC.

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

FIRST CITIZENS INSTITUTIONAL ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/26/2007

SIE

Date: 10/1/2018

Series 7

Date: 4/5/2018

Series 24

Date: 8/28/2018

Current Firm

FIRST CITIZENS INSTITUTIONAL ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST CITIZENS INSTITUTIONAL ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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