Martin A. Scott

LASTING WEALTH PRINCIPLES

FREEHOLD, NJ

Some features on this profile are disabled

CRD#: 4937442

Professional summary

Martin Anthony Scott, CFP® is a registered financial advisor currently at LASTING WEALTH PRINCIPLES, LLC located in Freehold, New Jersey and ZYNERGY RETIREMENT PLANNING located in Red Bank, New Jersey.

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Martin has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Min. Asset: Under $50K

Services Offered

Comprehensive Financial Planning

Biography

I have a passion for helping others become more knowledgeable about money.  My belief is that every individual person has a unique perspective on money and financial journey.  It is my purpose in life to help my clients become more informed about money, which ultimately provides them the opportunity to make better financial decisions that align with their specific goals.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Anthony Scott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

March 11, 2020 - Present

LASTING WEALTH PRINCIPLES, LLC

RIA

CRD#: 307246

FREEHOLD, NJ

Current

September 17, 2026 - Present

ZYNERGY RETIREMENT PLANNING

Office #1: 10 Nj-35, Red Bank, NJ 07701

RIA

CRD#: 143861

RED BANK, NJ

Past

March 18, 2019 - December 2, 2019

THE GENWEALTH GROUP, INC.

RIA

CRD#: 154569

MAPLEWOOD, NJ

Past

September 8, 2017 - December 31, 2018

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Maplewood, NJ

Past

February 24, 2014 - August 18, 2017

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

WALL, NJ

Past

October 23, 2013 - August 18, 2017

PARK AVENUE SECURITIES LLC

CRD#: 46173

WALL, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZYNERGY RETIREMENT PLANNING

ZYNERGY FINANCIAL PLANNING, LLC | ZYNERGY RETIREMENT PLANNING

CRD#: 143861 / SEC#: 801-129005

RIA

Registered Investment Advisory firm - (11/3/2023 Approved)

New York

Registered Investment Advisory firm - (11/8/2023 Terminated)

North Carolina

Registered Investment Advisory firm - (12/31/2010 Failure to Renew)

Pennsylvania

Registered Investment Advisory firm - (12/31/2010 Failure to Renew)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/11/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 2/3/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 10/23/2013

General Securities Representative Examination

Current Firm

ZYNERGY RETIREMENT PLANNING

ZYNERGY FINANCIAL PLANNING, LLC | ZYNERGY RETIREMENT PLANNING

CRD#: 143861 / SEC#: 801-129005

RIA

Registered Investment Advisory firm - (11/3/2023 Approved)

New York

Registered Investment Advisory firm - (11/8/2023 Terminated)

North Carolina

Registered Investment Advisory firm - (12/31/2010 Failure to Renew)

Pennsylvania

Registered Investment Advisory firm - (12/31/2010 Failure to Renew)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10 Nj-35, Red Bank, NJ 07701

Mailing Address

10 Nj-35, Red Bank, NJ 07701

Phone number

(732) 784-2380

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II (4/16/2026)

Regulatory assets under management

Total Number of Accounts	591
AUM (Assets Under Management)	$ 173,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Martin A. Scott

Professional summary

At a Glance

Services Offered

Biography

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Anthony Scott's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZYNERGY RETIREMENT PLANNING

THE GENWEALTH GROUP, INC.

PURSHE KAPLAN STERLING INVESTMENTS

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

ZYNERGY RETIREMENT PLANNING

State Registrations and Notice Filings

Exams

Series 66

Passed: 2/3/2014

SIE

Passed: 10/1/2018

Series 7

Passed: 10/23/2013

Current Firm

ZYNERGY RETIREMENT PLANNING

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ZYNERGY RETIREMENT PLANNING

TRUST BUT VERIFY

Contact information

Similar Advisors