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KS

Kevin F. Springstead

CRD#: 4937429
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KS
Kevin Francis Springstead

Professional summary

Kevin Francis Springstead was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Kevin Francis Springstead, who also goes by Kevin Francis, was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2005. Kevin had worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kevin Francis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 3, 2021 - June 15, 2022

CRAFT CAPITAL MANAGEMENT LLC

BD
CRD#: 171350
New York, NY
Past

August 13, 2020 - February 4, 2021

ARIVE CAPITAL MARKETS

BD
CRD#: 8060
Bay Ridge, NY
Past

December 10, 2019 - August 4, 2020

SW FINANCIAL

BD
CRD#: 145012
NEW YORK, NY
Past

October 3, 2019 - December 10, 2019

WORDEN CAPITAL MANAGEMENT LLC

BD
CRD#: 148366
New York, NY
Past

August 7, 2019 - August 27, 2019

REID & RUDIGER LLC

BD
CRD#: 47263
NEW YORK, NY
Past

April 6, 2018 - July 2, 2019

SPARTAN CAPITAL SECURITIES, LLC

BD
CRD#: 146251
NEW YORK, NY
Past

February 25, 2017 - December 8, 2017

WINDSOR STREET CAPITAL, LP

BD
CRD#: 34171
NEW YORK, NY
Past

August 1, 2016 - January 12, 2017

WOODSTOCK FINANCIAL GROUP, INC.

BD
CRD#: 38095
STATEN ISLAND, NY
Past

November 2, 2010 - June 23, 2016

CHELSEA FINANCIAL SERVICES

BD
CRD#: 47770
STATEN ISLAND, NY
Past

September 23, 2009 - November 10, 2010

GARDEN STATE SECURITIES, INC.

BD
CRD#: 10083
STATEN ISLAND, NY
Past

June 11, 2009 - September 16, 2009

PRESTIGE FINANCIAL CENTER, INC.

BD
CRD#: 30407
NEW YORK, NY
Past

May 1, 2008 - February 6, 2009

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
STATEN ISLAND, NY
Past

January 16, 2007 - April 29, 2008

JOSEPH STEVENS & CO., INC.

BD
CRD#: 35459
NEW YORK, NY
Past

December 14, 2005 - January 17, 2007

MERCER CAPITAL LTD.

BD
CRD#: 104012
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/23/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/13/2005
General Securities Representative Examination

Current Firm

CC
CRAFT CAPITAL MANAGEMENT LLC
CRAFT CAPITAL MANAGEMENT LLC

CRD#: 171350 / SEC#: , 8-69455

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530
Mailing Address
377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530
Phone number
(516) 833-1325
Established
New York since 10/15/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CRAFT ASSET HOLDINGS LLCMANAGING MEMBER
FURST, RONALD ALLANCCO/ROP1007934
KIRONT, BARRY MICHAELCEO2281871
KIRONT, STEPHEN MARKEVP/COO2009609
RYAN, KIMBERLY ANNFINOP4316310

Red Flags

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Company Information

CRAFT CAPITAL MANAGEMENT LLC

CRD#: 171350

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