Kevin F. Springstead

Some features on this profile are disabled

CRD#: 4937429

Professional summary

Kevin Francis Springstead was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Kevin Francis Springstead, who also goes by Kevin Francis, was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2005. Kevin had worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kevin Francis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 3, 2021 - June 15, 2022

CRAFT CAPITAL MANAGEMENT LLC

CRD#: 171350

New York, NY

Past

August 13, 2020 - February 4, 2021

ARIVE CAPITAL MARKETS

CRD#: 8060

Bay Ridge, NY

Past

December 10, 2019 - August 4, 2020

SW FINANCIAL

CRD#: 145012

NEW YORK, NY

Past

October 3, 2019 - December 10, 2019

WORDEN CAPITAL MANAGEMENT LLC

CRD#: 148366

New York, NY

Past

August 7, 2019 - August 27, 2019

REID & RUDIGER LLC

CRD#: 47263

NEW YORK, NY

Past

April 6, 2018 - July 2, 2019

SPARTAN CAPITAL SECURITIES, LLC

CRD#: 146251

NEW YORK, NY

Past

February 25, 2017 - December 8, 2017

WINDSOR STREET CAPITAL, LP

CRD#: 34171

NEW YORK, NY

Past

August 1, 2016 - January 12, 2017

WOODSTOCK FINANCIAL GROUP, INC.

CRD#: 38095

STATEN ISLAND, NY

Past

November 2, 2010 - June 23, 2016

CHELSEA FINANCIAL SERVICES

CRD#: 47770

STATEN ISLAND, NY

Past

September 23, 2009 - November 10, 2010

GARDEN STATE SECURITIES, INC.

CRD#: 10083

STATEN ISLAND, NY

Past

June 11, 2009 - September 16, 2009

PRESTIGE FINANCIAL CENTER, INC.

CRD#: 30407

NEW YORK, NY

Past

May 1, 2008 - February 6, 2009

NATIONAL SECURITIES CORPORATION

CRD#: 7569

STATEN ISLAND, NY

Past

January 16, 2007 - April 29, 2008

JOSEPH STEVENS & CO., INC.

CRD#: 35459

NEW YORK, NY

Past

December 14, 2005 - January 17, 2007

MERCER CAPITAL LTD.

CRD#: 104012

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 12/23/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/13/2005

General Securities Representative Examination

Current Firm

CRAFT CAPITAL MANAGEMENT LLC

CRD#: 171350 / SEC#: , 8-69455

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530

Mailing Address

377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530

Phone number

(516) 833-1325

Established

New York since 10/15/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CRAFT ASSET HOLDINGS LLC	MANAGING MEMBER
FURST, RONALD ALLAN	CCO/ROP	1007934
KIRONT, BARRY MICHAEL	CEO	2281871
KIRONT, STEPHEN MARK	EVP/COO	2009609
RYAN, KIMBERLY ANN	FINOP	4316310

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kevin F. Springstead

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ARIVE CAPITAL MARKETS

SW FINANCIAL

WORDEN CAPITAL MANAGEMENT LLC

REID & RUDIGER LLC

SPARTAN CAPITAL SECURITIES, LLC

WINDSOR STREET CAPITAL, LP

WOODSTOCK FINANCIAL GROUP, INC.

CHELSEA FINANCIAL SERVICES

GARDEN STATE SECURITIES, INC.

PRESTIGE FINANCIAL CENTER, INC.

NATIONAL SECURITIES CORPORATION

JOSEPH STEVENS & CO., INC.

MERCER CAPITAL LTD.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/23/2005

SIE

Date: 10/1/2018

Series 7

Date: 12/13/2005

Current Firm

CRAFT CAPITAL MANAGEMENT LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CRAFT CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors