Kevin P. Comstock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Patrick Comstock was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2005. Kevin had worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2014 - August 2, 2017
PWA WEALTH MANAGEMENT
January 4, 2008 - August 2, 2017
PWA SECURITIES, INC.
July 13, 2005 - February 27, 2008
BILL FEW SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 28
Date: 6/28/2012
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
PWA WEALTH MANAGEMENT
CRD#: 126927 / SEC#: 801-62312
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
