Timothy E. Turley

ASCEND INVESTMENT MANAGEMENT

Pleasant Grove, UT

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CRD#: 4936877

Professional summary

Timothy Eric Turley, who also goes by Tim Turley, is a registered financial advisor currently at ASCEND INVESTMENT MANAGEMENT, LLC located in Pleasant Grove, Utah.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Timothy has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Turley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) KBN, LLC; Not investment-related; Herriman, UT; Insurance agent/Mortgage loan originator; Contractor; Managing member; 2/2012; 200 hours per month; 80 per market hours; Insurance Sales, Marketing, Customer Service. 2) BYU-Idaho; Not investment-related; Herriman, UT; University; Employee; Online instructor; 08/2020; 40 hours per month; 5 during market hours; Teach a marketing course. 3) Redirect Health; Not investment-related; Herriman, UT; Health Insurance; Contractor; Insurance agent; 05/2021; 10 hours per month; 6 during market hours; Insurance sales. 4) KBN Benefits, LLC; Not investment-related; Herriman, UT; Benefits services; Managing member; President; 09/2021; 4 hours per month; 1 during market hours; Manage employee benefits. 5) DFS Marketing, Inc.; Not investment-related; Herriman, UT; Insurance Marketing; Agent; Insurance Agent; 11/2021; 20 hours per month; 10 during business hours; Educate people on annuities and insurance. 6) Altius Mortgage (Beam Lending); Not investment-related; Layton, UT; Mortgage Brokerage; Mortgage Loan Origination; Contractor; 09/2021; 10 hours per month; 5 during market hours; Educate clients, quote rates, and take applications. 7) KBN Shops, LLC; Not investment-related; Herriman, UT; Online Retail Store; Officer, Managing Member; 02/2022; 3 hours per month; 0 during market hours; Administrative duties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Eric Turley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2023 - Present

ASCEND INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 307989

Pleasant Grove, UT

Past

August 27, 2021 - January 27, 2022

VERITY ASSET MANAGEMENT

RIA

CRD#: 158667

HERRIMAN, UT

Past

October 3, 2014 - December 16, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

LAYTON, UT

Past

November 12, 2013 - December 16, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

LAYTON, UT

Past

January 11, 2011 - October 14, 2013

PROSPERITY ECONOMICS PARTNERS, LLC

RIA

CRD#: 148122

SANDY, UT

Past

May 23, 2005 - April 11, 2006

FBL MARKETING SERVICES, LLC

CRD#: 5309

SANDY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(9/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/1/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/16/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/16/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/3/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ASCEND INVESTMENT MANAGEMENT, LLC

ASCEND INVESTMENT MANAGEMENT | ASCEND INVESTMENT MANAGEMENT, LLC

CRD#: 307989 / SEC#:

Utah

Registered Investment Advisory firm - (6/5/2020 Approved)

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Contact information

Main Address

Pleasant Grove, UT

Mailing Address

Phone number

(801) 598-6957

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 1,534,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy E. Turley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Eric Turley's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASCEND INVESTMENT MANAGEMENT, LLC

VERITY ASSET MANAGEMENT

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

PROSPERITY ECONOMICS PARTNERS, LLC

FBL MARKETING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/1/2020

Series 63

Date: 10/16/2014

SIE

Date: 12/16/2016

Series 6

Date: 10/3/2014

Current Firm

ASCEND INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASCEND INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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