Joseph M. Florio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Michael Florio, who also goes by Joey Florio, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2007. Joseph had worked at 7 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2023 - June 12, 2023
BISON WEALTH, LLC
September 10, 2019 - February 19, 2020
INDEPENDENT FINANCIAL PARTNERS
July 24, 2019 - February 19, 2020
IFP SECURITIES, LLC
August 23, 2017 - July 25, 2019
OSAIC FA, INC.
March 4, 2014 - November 24, 2015
EMPOWER FINANCIAL SERVICES, INC.
June 1, 2009 - June 18, 2010
MORGAN STANLEY
June 1, 2009 - June 18, 2010
MORGAN STANLEY
October 23, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
February 19, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BISON WEALTH, LLC
CRD#: 165931 / SEC#: 801-78287
Contact information
Regulatory assets under management
| Total Number of Accounts | 4,347 |
| AUM (Assets Under Management) | $ 1,605,442,799 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
